Filing Details
- Accession Number:
- 0001179110-16-029777
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-19 11:59:21
- Reporting Period:
- 2016-09-16
- Filing Date:
- 2016-09-19
- Accepted Time:
- 2016-09-19 11:59:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1259515 | Control4 Corp | CTRL | Electronic Components & Accessories (3670) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1582777 | Jefferson Dungan | C/O Control4 Corporation 11734 S. Election Road Salt Lake City UT 84020 | Svp Bus. Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-09-16 | 20,032 | $2.50 | 48,076 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-09-16 | 20,032 | $10.82 | 28,044 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Acquisiton | 2016-09-16 | 20,032 | $2.50 | 20,032 | $2.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-09-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 25 | Indirect | By 401(k) Plan |
Footnotes
- Pursuant to a 10b5-1 Trading Plan established by the Reporting Person.
- This price represents the weighted average sale price for various open market sales through a broker-dealer ranging from $10.53 to $11.12 per share. Full information regarding the number of shares sold at each price will be provided upon request by the SEC or a security holder of the Issuer.
- On August 9, 2013 the reporting person acquired 25 shares in his 401(k) Plan.
- The option vested as to 1/4th of the shares on September 21, 2007, and an additional 1/48th of the shares vested monthly thereafter.