Filing Details

Accession Number:
0001179110-16-029777
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-19 11:59:21
Reporting Period:
2016-09-16
Filing Date:
2016-09-19
Accepted Time:
2016-09-19 11:59:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1259515 Control4 Corp CTRL Electronic Components & Accessories (3670) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1582777 Jefferson Dungan C/O Control4 Corporation
11734 S. Election Road
Salt Lake City UT 84020
Svp Bus. Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-09-16 20,032 $2.50 48,076 No 4 M Direct
Common Stock Disposition 2016-09-16 20,032 $10.82 28,044 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2016-09-16 20,032 $2.50 20,032 $2.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-09-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 25 Indirect By 401(k) Plan
Footnotes
  1. Pursuant to a 10b5-1 Trading Plan established by the Reporting Person.
  2. This price represents the weighted average sale price for various open market sales through a broker-dealer ranging from $10.53 to $11.12 per share. Full information regarding the number of shares sold at each price will be provided upon request by the SEC or a security holder of the Issuer.
  3. On August 9, 2013 the reporting person acquired 25 shares in his 401(k) Plan.
  4. The option vested as to 1/4th of the shares on September 21, 2007, and an additional 1/48th of the shares vested monthly thereafter.