Filing Details
- Accession Number:
- 0001590714-16-000238
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-19 06:33:55
- Reporting Period:
- 2016-09-16
- Filing Date:
- 2016-09-19
- Accepted Time:
- 2016-09-19 06:33:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1590714 | Platform Specialty Products Corp | PAH | () | 1231 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
940603 | E Martin Franklin | C/O Platform Specialty Products Corp. 1450 Centrepark Blvd, Suite 210 West Palm Beach FL 33401 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2016-09-16 | 1,050,000 | $8.25 | 2,437,449 | No | 4 | P | Indirect | By Martin E. Franklin Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Martin E. Franklin Revocable Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 10,449,987 | Indirect | By Mariposa Acquisition, LLC |
Common Stock, Par Value $0.01 Per Share | 243,110 | Indirect | By RSMA, LLC |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock, par value $0.01 per share | $0.00 | 1,060,000 | 1,060,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,060,000 | 1,060,000 | Indirect |
Footnotes
- These shares were purchased by the reporting person in connection with an underwritten public offering of the Issuer. The reported sale price reflects the price at which the reporting person purchased the shares from the underwriters.
- Each share of Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of the Issuer's common stock for no additional consideration. The Series A Preferred Stock shall automatically convert into the Issuer's common stock upon the earlier to occur of (i) a change of control of the Issuer or (ii) December 31, 2020 (unless extended in accordance with the terms of the Series A Preferred Stock).