Filing Details
- Accession Number:
- 0001437749-16-038835
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-09-16 18:30:08
- Reporting Period:
- 2016-09-14
- Filing Date:
- 2016-09-16
- Accepted Time:
- 2016-09-16 18:30:08
- Original Submission Date:
- 2016-09-16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1394156 | Diversified Restaurant Holdings Inc. | SAUC | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1238633 | M Joseph Nowicki | 505 Huntmar Park Drive Suite 300 Herndon VA 20170 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-09-14 | 21,900 | $1.14 | 21,900 | No | 4 | P | Indirect | By spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 30,131 | Direct |
Footnotes
- This amendment is being filed in part to correct the transaction code.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.1393 to $1.14, inclusive. The reporting person undertakes to provide to Diversified Restaurant Holdings, Inc., any security holder of Diversified Restaurant Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence.
- This amendment is being filed in part to adjust share numbers in column 5 and the holding details in columns 6 and 7 to reflect the shares are beneficially owned by the reporting person's spouse.