Filing Details
- Accession Number:
- 0000950138-16-001317
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-16 16:47:20
- Reporting Period:
- 2016-09-14
- Filing Date:
- 2016-09-16
- Accepted Time:
- 2016-09-16 16:47:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1532063 | Express Scripts Holding Co. | ESRX | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1243399 | Jr A Woodrow Myers | C/O Express Scripts Holding Company One Express Way St. Louis MO 63121 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-09-14 | 1,166 | $57.59 | 14,918 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-09-14 | 6,870 | $52.53 | 21,788 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-09-14 | 4,000 | $61.58 | 25,788 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-09-14 | 12,036 | $70.40 | 13,752 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Express Scripts Holding Company Common Stock | Non-Qualified Stock Option (Right-to-Buy) | Disposition | 2016-09-14 | 1,166 | $0.00 | 1,166 | $57.59 |
| Express Scripts Holding Company Common Stock | Non-Qualified Stock Option (Right-to-Buy) | Disposition | 2016-09-14 | 6,870 | $0.00 | 6,870 | $52.53 |
| Express Scripts Holding Company Common Stock | Non-Qualified Stock Option (Right-to-Buy) | Disposition | 2016-09-14 | 4,000 | $0.00 | 4,000 | $61.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-05-04 | No | 4 | M | Direct | |
| 0 | 2019-05-30 | No | 4 | M | Direct | |
| 1,872 | 2020-05-09 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.39 to $70.406, inclusive. The Reporting Person undertakes to provide to Express Scripts Holding Company, any security holder of Express Scripts Holding Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- Grant of stock options pursuant to the Express Scripts, Inc. 2000 Long-Term Incentive Plan. Vested in three (3) equal installments on May 1, 2012, May 1, 2013, and May 1, 2014.
- Grant of stock options pursuant to the Express Scripts, Inc. 2011 Long-Term Incentive Plan. Vested in three (3) equal installments on May 1, 2013, May 1, 2014, and May 1, 2015.
- Grant of stock options pursuant to the Express Scripts, Inc. 2011 Long-Term Incentive Plan. Vested in three (3) equal installments on May 1, 2014, May 1, 2015, and May 1, 2016.
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