Filing Details

Accession Number:
0001140361-16-080053
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-16 16:13:35
Reporting Period:
2016-09-14
Filing Date:
2016-09-16
Accepted Time:
2016-09-16 16:13:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1290677 Turning Point Brands Inc. TPB Tobacco Products (2100) 133961898
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1673345 Jr. F. Thomas Helms Turning Point Brands, Inc.
5201 Interchange Way
Louisville KY 40229
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-09-14 500 $14.45 500 No 4 P Direct
Common Stock Acquisiton 2016-09-14 500 $14.03 1,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,740,062 Indirect By Helms Management Corp.
Footnotes
  1. The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp.