Filing Details
- Accession Number:
- 0001140361-16-080053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-16 16:13:35
- Reporting Period:
- 2016-09-14
- Filing Date:
- 2016-09-16
- Accepted Time:
- 2016-09-16 16:13:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1290677 | Turning Point Brands Inc. | TPB | Tobacco Products (2100) | 133961898 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1673345 | Jr. F. Thomas Helms | Turning Point Brands, Inc. 5201 Interchange Way Louisville KY 40229 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-09-14 | 500 | $14.45 | 500 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-09-14 | 500 | $14.03 | 1,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,740,062 | Indirect | By Helms Management Corp. |
Footnotes
- The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp.