Filing Details

Accession Number:
0001628280-16-019614
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-16 16:11:30
Reporting Period:
2016-09-14
Filing Date:
2016-09-16
Accepted Time:
2016-09-16 16:11:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1501364 United Financial Bancorp Inc. UBNK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1311927 Jr H Raymond Lefurge United Financial Bancorp, Inc.
45 Glastonbury Boulevard
Glastonbury CT 06033
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-09-14 6,071 $11.72 74,510 No 4 M Direct
Common Stock Disposition 2016-09-14 5,310 $13.53 69,200 No 4 S Direct
Common Stock Acquisiton 2016-09-15 1,512 $11.72 70,712 No 4 M Direct
Common Stock Disposition 2016-09-15 1,325 $13.51 69,387 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2016-09-14 6,071 $11.72 6,071 $11.72
Common Stock Stock Options Disposition 2016-09-15 1,512 $11.72 1,512 $11.72
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,512 2008-12-13 2016-12-13 No 4 X Direct
0 2008-12-13 2016-12-13 No 4 X Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,503 Indirect Held by wife in IRA
Common Stock 239 Indirect Held in SEP IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $7.90 2008-02-20 2018-02-20 5,308 5,308 Direct
Common Stock Stock Options $6.09 2009-03-16 2019-03-16 5,308 5,308 Direct
Common Stock Stock Options $7.42 2010-11-15 2020-11-15 5,308 5,308 Direct
Common Stock Stock Options $10.99 2012-06-21 2022-06-21 2,017 2,017 Direct
Common Stock Stock Options $10.99 2013-06-21 2022-06-21 5,682 5,682 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-02-20 5,308 5,308 Direct
2019-03-16 5,308 5,308 Direct
2020-11-15 5,308 5,308 Direct
2022-06-21 2,017 2,017 Direct
2022-06-21 5,682 5,682 Direct
Footnotes
  1. Includes 10,265 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan on June 21, 2012, and shall vest on the first annual anniversary of the grant date.
  2. Includes 13,000 shares held jointly with wife.
  3. Includes 1,698 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and shall vest on the first annual anniversary of the grant date. Pursuant to the Agreement and Plan of the Merger, dated November 14, 2013, at legal close on April 30,2014, all shares became 100% vested.
  4. Includes 1,820 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan which vested on the first annual anniversary of the June 20, 2014 grant date.
  5. Includes 2,209 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and shall vest on the first annual anniversary of the November 18, 2015 grant date.
  6. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
  7. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
  8. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested.
  9. Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested.
  10. Stock Options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and shall vest on the first annual anniversary of the grant date.