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Filing Details

Accession Number:: 0001123292-16-002748
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-09-16 16:03:58
Reporting Period:: 2016-09-14

Filing Date:: 2016-09-16
Accepted Time:: 2016-09-16 16:03:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1571996	Dell Technologies Inc	DVMT	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1234281	Jeremy Burton	One Dell Way Round Rock TX 78682	Corp. Evp, Mktg. & Corp. Dev.	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class C Common Stock	Acquisiton	2016-09-14	545,455	$0.00	545,455	No	4	A	Direct
Class V Common Stock	Disposition	2016-09-14	26,583	$48.16	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class C Common Stock	Options to Acquire Class C Common Stock	Acquisiton	2016-09-14	176,905	$0.00	176,905	$27.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
176,905		2019-09-14	No	4	A	Direct

Footnotes

Represents a grant of 218,182 time-based and 327,273 performance-based restricted shares. The time-based restricted shares vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date. The performance-based restricted shares vest only if a specified performance measure relating to Dell Technologies Inc. ("Dell Technologies") is achieved.
Represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $48.15 to $48.20, inclusive. The reporting person has provided to Dell Technologies, and hereby undertakes to provide to any security holder of Dell Technologies or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Of the options, 148,987 vest on February 1, 2017 and 27,918 vest on February 5, 2017 contingent on the reporting person's continued service on each applicable vesting date.
Received in connection with Dell Technologies' acquisition of EMC Corporation ("EMC") by merger (the "Merger") in exchange for 176,905 restricted stock units granted by EMC that, absent the Merger, would have settled in shares of EMC common stock upon vesting. The reporting person also received for each restricted stock unit that was exchanged a deferred cash award having a cash value of $29.05, which was the closing price of a share of EMC common stock on the last trading day before the closing date of the Merger.