Filing Details
- Accession Number:
- 0001209191-16-141706
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-16 10:49:50
- Reporting Period:
- 2016-09-14
- Filing Date:
- 2016-09-16
- Accepted Time:
- 2016-09-16 10:49:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1498811 | Gene Michael Barnes | C/O Tiptree Financial Inc. 780 Third Avenue 21St Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-09-14 | 2,300 | $5.65 | 3,674,607 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-14 | 100 | $5.55 | 3,674,707 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-14 | 100 | $5.70 | 3,674,807 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-15 | 700 | $5.74 | 3,675,507 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-15 | 500 | $5.65 | 3,676,007 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-15 | 400 | $5.66 | 3,676,407 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-15 | 400 | $5.72 | 3,676,807 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-15 | 200 | $5.67 | 3,677,007 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-15 | 100 | $5.64 | 3,677,107 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-15 | 100 | $5.69 | 3,677,207 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-09-15 | 100 | $5.75 | 3,677,307 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
Billionaire Hedge Funds
