Filing Details

Accession Number:
0001140361-16-079957
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-15 20:33:46
Reporting Period:
2016-09-09
Filing Date:
2016-09-15
Accepted Time:
2016-09-15 20:33:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1597313 Viewray Inc. VRAY Electromedical & Electrotherapeutic Apparatus (3845) 421777485
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1637084 Aditya Puri C/O Viewray, Inc.
2 Thermo Fisher Way
Oakwood Village OH 44146
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-09-09 1,472,803 $2.95 4,876,745 No 4 P Indirect See footnote
Common Stock Acquisiton 2016-09-13 18,964 $0.00 18,964 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to Purchase Common Stock Acquisiton 2016-09-09 441,840 $0.13 441,840 $2.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
441,840 2023-09-09 No 4 P Indirect
Footnotes
  1. Shares held by Harbour Tycoon Limited. The Reporting Person is an Investments Director at Xeraya Capital, an affiliate of Harbour Tycoon Limited.
  2. Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of Common Stock for each one (1) RSU upon vesting. 100% of the RSUs shall be fully vested as of the date of grant, however, delivery of the shares will be deferred until the earlier of (i) the Reporting Person's termination of service from the Issuer's board of directors or (ii) a Change of Control of the Issuer as defined in the Issuer's 2015 Equity Incentive Award Plan.
  3. This warrant is immediately exercisable.