Filing Details
- Accession Number:
- 0001140361-16-079957
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-15 20:33:46
- Reporting Period:
- 2016-09-09
- Filing Date:
- 2016-09-15
- Accepted Time:
- 2016-09-15 20:33:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1597313 | Viewray Inc. | VRAY | Electromedical & Electrotherapeutic Apparatus (3845) | 421777485 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1637084 | Aditya Puri | C/O Viewray, Inc. 2 Thermo Fisher Way Oakwood Village OH 44146 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-09-09 | 1,472,803 | $2.95 | 4,876,745 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2016-09-13 | 18,964 | $0.00 | 18,964 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2016-09-09 | 441,840 | $0.13 | 441,840 | $2.95 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
441,840 | 2023-09-09 | No | 4 | P | Indirect |
Footnotes
- Shares held by Harbour Tycoon Limited. The Reporting Person is an Investments Director at Xeraya Capital, an affiliate of Harbour Tycoon Limited.
- Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of Common Stock for each one (1) RSU upon vesting. 100% of the RSUs shall be fully vested as of the date of grant, however, delivery of the shares will be deferred until the earlier of (i) the Reporting Person's termination of service from the Issuer's board of directors or (ii) a Change of Control of the Issuer as defined in the Issuer's 2015 Equity Incentive Award Plan.
- This warrant is immediately exercisable.