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Home > Insider Trading > Filing (0001683168-16-000122)

Filing Details

Accession Number:: 0001683168-16-000122
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-09-15 14:04:20
Reporting Period:: 2016-09-14

Filing Date:: 2016-09-15
Accepted Time:: 2016-09-15 14:04:20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1355790	International Stem Cell Corp	ISCO.OB	Pharmaceutical Preparations (2834)	204494098

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1447708	Andrey Semechkin	C/O International Stem Cell Corp. 5950 Priestly Drive Carlsbad, CA 92008	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-09-14	200,000	$1.75	1,221,436	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series B Warrant (Right to Buy)	Disposition	2016-09-14	200,000	$0.00	200,000	$1.75

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2016-03-15	2016-09-15	No	4	X	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	53,334	Indirect	By Corporation

Footnotes

Common Stock is owned by X-Master, Inc., a New Hampshire Corporation of which the reporting person is a sole shareholder.