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Filing Details

Accession Number:: 0001398344-16-018485
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-09-15 10:55:49
Reporting Period:: 2016-09-13

Filing Date:: 2016-09-15
Accepted Time:: 2016-09-15 10:55:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1310445	Virtus Total Return Fund	DCA	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
812885	P L Partners Mercury	5650 El Camino Real Suite 155 Carlsbad CA 92008	No	No	Yes	Yes
896017	Opportunity Partners Lp	Park 80 West - Plaza Two 250 Pehle Ave., Suite 708 Saddle Brook NJ 07663	No	No	Yes	Yes
1164363	Full Value Partners Lp	Park 80 West 250 Pehle Ave. Suite 708 Saddle Brook NJ 07663	No	No	Yes	Yes
1316669	Steady Gain Partners Lp	10 Wenwood Drive Brookville NY 11545	No	No	Yes	Yes
1364773	Partnership General Investors Bulldog	Park 80 West, 250 Pehle Avenue Suite 708 Saddle Brook NJ 07663	No	No	Yes	Yes
1580881	Calapasas West Partners Lp	Park 80 West, 250 Pehle Ave., Ste 708 Saddle Brook NJ 07663	No	No	Yes	Yes
1580999	Full Value Special Situations Fund Lp	Park 80 West 250 Pehle Ave., Ste 708 Saddle Brook NJ 07663	No	No	Yes	Yes
1581073	Mcm Opportunity Partners Lp	Park 80 West 250 Pehle Ave., Ste 708 Saddle Brook NJ 07663	No	No	Yes	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-09-13	40,693	$4.54	622,769	No	4	P	Direct
Common Stock	Acquisiton	2016-09-14	31,477	$4.51	654,246	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership
Common Stock	787,622	Direct
Common Stock	300,035	Direct
Common Stock	81,994	Direct
Common Stock	820,600	Direct
Common Stock	578,590	Direct
Common Stock	368,316	Direct
Common Stock	140,885	Direct

Footnotes

This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, Full Value Offshore Fund, Ltd., Opportunity Income Plus Fund, LP, and Phillip Goldstein (collectively, the "Reporting Persons"). To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two related reports related to the same transaction(s) for the Section 13(d) group being filed with the Securities and Exchange Commission.
Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock on May 23, 2016. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
Shares of Common Stock beneficially owned by Opportunity Partners, LP.
Shares of Common Stock beneficially owned by Calapasas West Partners, LP.
Shares of Common Stock beneficially owned by Full Value Special Situations Fund, LP.
Shares of Common Stock beneficially owned by Full Value Partners, LP.
Shares of Common Stock beneficially owned by Steady Gain Partners, LP.
Shares of Common Stock beneficially owned by Mercury Partners, LP.
Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein.
Shares of Common Stock beneficially owned by MCM Opportunity Partners, LP.