Filing Details
- Accession Number:
- 0000086115-16-000269
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-15 09:03:14
- Reporting Period:
- 2016-09-13
- Filing Date:
- 2016-09-15
- Accepted Time:
- 2016-09-15 09:03:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 86115 | Safeguard Scientifics Inc | SFE | Investors, Nec (6799) | 231609753 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1203410 | T Stephen Zarrilli | 170 North Radnor-Chester Road, Suite 200 Radnor PA 19087 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-09-13 | 2,000 | $12.73 | 7,490 | No | 4 | P | Indirect | STZ DB Plan |
| Common Stock | Acquisiton | 2016-09-14 | 1,900 | $12.78 | 9,390 | No | 4 | P | Indirect | STZ DB Plan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | STZ DB Plan |
| No | 4 | P | Indirect | STZ DB Plan |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 103,606 | Direct |
Footnotes
- The purchase price reported is the average purchase price paid for the shares. The shares were purchased at prices ranging from $12.7800 to $12.7799. Due to field restrictions in Table 1, Column 4, all decimal places do not appear. The total weighted average purchase price is actually $12.779978. Reporting person will provide, upon the request of the SEC staff, the issuer or its shareowners, full information regarding the number of shares purchased or sold at each separate price.
Billionaire Hedge Funds
