Filing Details
- Accession Number:
- 0001225208-16-039356
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-14 17:57:03
- Reporting Period:
- 2016-09-13
- Filing Date:
- 2016-09-14
- Accepted Time:
- 2016-09-14 17:57:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1196501 | Hms Holdings Corp | HMSY | Services-Business Services, Nec (7389) | 113656261 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1209899 | H Richard Stowe | 5615 High Point Drive Irving TX 75038 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-09-13 | 19,950 | $4.89 | 89,117 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-09-13 | 9,300 | $12.61 | 98,417 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-09-13 | 29,250 | $0.00 | 69,167 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Nonqualified Stock Option (Right to Buy) | Disposition | 2016-09-13 | 9,300 | $0.00 | 9,300 | $12.61 |
Common Stock | Nonqualified Stock Option (Right to Buy) | Disposition | 2016-09-13 | 19,950 | $0.00 | 19,950 | $4.89 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-10-01 | No | 4 | M | Direct | |
0 | 2016-11-02 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.61 to $21.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- This option was previously reported as covering 3,100 shares at an exercise price of $37.82 per share but was adjusted to reflect the 3-for-1 stock split of the Issuer's common shares, effected in the form of a common stock dividend. The stock dividend was distributed on August 16, 2011, to shareholders of record at the close of business on July 22, 2011.
- The option vested quarterly in 25% increments over a period of one year commencing on December 31, 2009.
- This option was previously reported as covering 6,650 shares at an exercise price of $14.66 per share but was adjusted to reflect the 3-for-1 stock split of the Issuer's common shares, effected in the form of a common stock dividend. The stock dividend was distributed on August 16, 2011, to shareholders of record at the close of business on July 22, 2011.
- The option vested annually in 25% increments beginning on November 2, 2007.