Filing Details
- Accession Number:
- 0001104659-16-144659
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-14 16:50:03
- Reporting Period:
- 2016-09-14
- Filing Date:
- 2016-09-14
- Accepted Time:
- 2016-09-14 16:50:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393726 | Tiptree Financial Inc. | TIPT | American Depositary Receipts (8880) | M0 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 110097 | Nomura Securities Co Ltd | 1-9-1 Nihonbashi Chuo-Ku Tokyo M0 103-8011 | No | No | Yes | No | |
| 1163653 | Nomura Holdings Inc | 1-9-1 Nihonbashi Chuo-Ku Tokyo M0 103-8645 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2016-09-14 | 1,000,000 | $6.15 | 2,273,701 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Billionaire Hedge Funds
