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Home > Insider Trading > Filing (0001209191-16-141397)

Filing Details

Accession Number:: 0001209191-16-141397
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-09-14 16:17:59
Reporting Period:: 2016-09-12

Filing Date:: 2016-09-14
Accepted Time:: 2016-09-14 16:17:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1393726	Tiptree Financial Inc.	TIPT	Insurance Agents, Brokers & Service (6411)	383754322

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1498811	Gene Michael Barnes	C/O Tiptree Financial Inc. 780 Third Avenue 21St Floor New York NY 10017	Executive Chairman	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2016-09-12	1,400	$5.74	3,668,707	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-09-12	600	$5.62	3,669,307	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-09-12	300	$5.60	3,669,607	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-09-12	200	$5.61	3,669,807	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-09-13	2,200	$5.60	3,672,007	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-09-13	200	$5.48	3,672,207	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-09-13	100	$5.61	3,672,307	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

Purchases pursuant to a Rule 10b5-1 trading plan.