Filing Details
- Accession Number:
- 0001144204-16-123813
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-14 08:46:59
- Reporting Period:
- 2016-09-12
- Filing Date:
- 2016-09-14
- Accepted Time:
- 2016-09-14 08:46:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410428 | Form Holdings Corp. | FH | Patent Owners & Lessors (6794) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1524877 | Richard Abbe | C/O Iroquois Capital Management Llc 205 East 42Nd Street - 20Th Floor New York NY 10017 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-09-12 | 100,000 | $2.10 | 106,779 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2016-09-12 | 52,005 | $2.13 | 158,784 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- These securities were purchased in a privately negotiated transaction entered into between the reporting person and an employee of the issuer who is an existing stockholder.
- These securities are held by Iroquois Master Fund Ltd. (the "Fund"). Mr. Abbe is a member of Iroquois Capital Management L.L.C, who has the authority and responsibility for the investments made on behalf of the Fund and as such may be deemed to be the beneficial owner of all shares of common stock held by the Fund. Mr. Abbe disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.