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Filing Details

Accession Number:: 0001209191-16-141302
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-09-13 19:44:24
Reporting Period:: 2016-09-12

Filing Date:: 2016-09-13
Accepted Time:: 2016-09-13 19:44:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1469367	Sunrun Inc.	RUN	Hearing Equip, Except Elec & Warm Air; & Plumbing Fixtures (3430)	262841711

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1567929	Steven Vassallo	250 Middlefield Road Menlo Park CA 94025		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-09-12	1,100,000	$0.00	10,841,468	No	4	J	Indirect	By Foundation Capital VI, L.P.
Common Stock	Acquisiton	2016-09-12	283,250	$0.00	283,250	No	4	J	Indirect	By Foundation Capital Management Co. VI, L.L.C.
Common Stock	Disposition	2016-09-12	283,250	$0.00	0	No	4	J	Indirect	By Foundation Capital Management Co. VI, L.L.C.
Common Stock	Acquisiton	2016-09-12	755	$0.00	755	No	4	J	Indirect	By Foundation Capital, LLC
Common Stock	Disposition	2016-09-12	89,619	$0.00	0	No	4	J	Indirect	By Foundation Capital VI Principals Fund, LLC
Common Stock	Acquisiton	2016-09-12	25,687	$0.00	51,200	No	4	J	Indirect	Vassallo Family Revocable Trust dated 7/15/02
Common Stock	Disposition	2016-09-13	755	$5.73	0	No	4	S	Indirect	By Foundation Capital, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	By Foundation Capital VI, L.P.
No	4	J	Indirect	By Foundation Capital Management Co. VI, L.L.C.
No	4	J	Indirect	By Foundation Capital Management Co. VI, L.L.C.
No	4	J	Indirect	By Foundation Capital, LLC
No	4	J	Indirect	By Foundation Capital VI Principals Fund, LLC
No	4	J	Indirect	Vassallo Family Revocable Trust dated 7/15/02
No	4	S	Indirect	By Foundation Capital, LLC

Footnotes

Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. effected following the close of the trading market on September 12, 2016 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.
Foundation Capital Management Co. VI, L.L.C. is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund. The Reporting Person is a managing member of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on September 12, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.
The Reporting Person is a manager of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. VI, L.L.C. As such, the Reporting Person may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC effected following the close of the trading market on September 12, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.
Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above.
The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein.
On September 13, 2016, Foundation Capital, LLC sold 755 shares of stock pursuant to a 10b5-1 Plan dated May 31, 2016.
Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $5.61 to $5.99 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.