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Filing Details

Accession Number:: 0001209191-16-141301
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-09-13 19:43:40
Reporting Period:: 2016-09-12

Filing Date:: 2016-09-13
Accepted Time:: 2016-09-13 19:43:40
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1469367	Sunrun Inc.	RUN	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1078748	B William Elmore	250 Middlefield Road Menlo Park CA 94025	No	No	Yes	No
1205496	G Paul Koontz	250 Middlefield Road Menlo Park CA 94025	No	No	Yes	No
1205498	N Michael Schuh	250 Middlefield Road Menlo Park CA 94025	No	No	Yes	No
1205501	R Paul Holland	250 Middlefield Road Menlo Park CA 94025	No	No	Yes	No
1399347	M Warren Weiss	250 Middlefield Road Menlo Park CA 94025	No	No	Yes	No
1433196	Foundation Capital Vi Lp	250 Middlefield Road Menlo Park CA 94025	No	No	Yes	No
1451964	Foundation Capital Vi Principals Fund, Llc	250 Middlefield Road Menlo Park CA 94025	No	No	Yes	No
1451965	Foundation Capital Management Co. Vi, Llc	250 Middlefield Road Menlo Park CA 94025	No	No	Yes	No
1452009	Charles Moldow	250 Middlefield Road Menlo Park CA 94025	No	No	Yes	No
1615420	Foundation Capital, Llc	250 Middlefield Road Menlo Park CA 94025	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-09-12	1,100,000	$0.00	10,841,468	No	4	J	Indirect	By Foundation Capital VI, L.P.
Common Stock	Acquisiton	2016-09-12	283,250	$0.00	283,250	No	4	J	Indirect	By Foundation Capital Management Co. VI, L.L.C.
Common Stock	Disposition	2016-09-12	283,250	$0.00	0	No	4	J	Indirect	By Foundation Capital Management Co. VI, L.L.C.
Common Stock	Acquisiton	2016-09-12	755	$0.00	755	No	4	J	Indirect	By Foundation Capital, LLC
Common Stock	Disposition	2016-09-12	89,619	$0.00	0	No	4	J	Indirect	By Foundation Capital VI Principals Fund, LLC
Common Stock	Acquisiton	2016-09-12	25,654	$0.00	67,660	No	4	J	Indirect	By William B. Elmore Revocable Trust
Common Stock	Acquisiton	2016-09-12	26,746	$0.00	53,492	No	4	J	Indirect	By Elmore Family Investments B, LP
Common Stock	Acquisiton	2016-09-12	24,798	$0.00	57,315	No	4	J	Indirect	By Holland/Yates Family Trust dtd 7/23/1999
Common Stock	Acquisiton	2016-09-12	4,124	$0.00	13,656	No	4	J	Indirect	By The Holland Childrens Trust
Common Stock	Acquisiton	2016-09-12	2,674	$0.00	59,989	No	4	J	Indirect	By Holland/Yates Family Trust dtd 7/23/1999
Common Stock	Acquisiton	2016-09-12	6,685	$0.00	21,879	No	4	J	Indirect	By Koontz Revocable Trust U/A/D 6/29/1998
Common Stock	Acquisiton	2016-09-12	11,743	$0.00	40,887	No	4	J	Indirect	By Michael N. & Mary G. Schuh 1990 Family Trust
Common Stock	Acquisiton	2016-09-12	2,674	$0.00	43,561	No	4	J	Indirect	By Michael N. & Mary G. Schuh 1990 Family Trust
Common Stock	Acquisiton	2016-09-12	29,814	$0.00	98,820	No	4	J	Indirect	By Warren M. Weiss Trust UA dated 7/20/2005
Common Stock	Acquisiton	2016-09-12	5,349	$0.00	104,169	No	4	J	Indirect	By Warren M. Weiss Trust UA dated 7/20/2005
Common Stock	Acquisiton	2016-09-12	5,541	$0.00	17,418	No	4	J	Indirect	By Ally L. Weiss GST Exempt Trust
Common Stock	Acquisiton	2016-09-12	5,541	$0.00	17,418	No	4	J	Indirect	By Shane T. Weiss GST Exempt Trust
Common Stock	Acquisiton	2016-09-12	35,455	$0.00	54,301	No	4	J	Indirect	By Moldow Family Trust dated 11/11/2003
Common Stock	Acquisiton	2016-09-12	1,605	$0.00	55,906	No	4	J	Indirect	By Moldow Family Trust dated 11/11/2003
Common Stock	Acquisiton	2016-09-12	4,491	$0.00	4,491	No	4	J	Indirect	The Moldow 2008 Children?s Trust
Common Stock	Disposition	2016-09-13	4,491	$5.82	0	No	4	S	Indirect	The Moldow 2008 Children?s Trust
Common Stock	Disposition	2016-09-13	37,060	$5.82	18,846	No	4	S	Indirect	By Moldow Family Trust dated 11/11/2003
Common Stock	Disposition	2016-09-13	755	$5.73	0	No	4	S	Indirect	By Foundation Capital, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	By Foundation Capital VI, L.P.
No	4	J	Indirect	By Foundation Capital Management Co. VI, L.L.C.
No	4	J	Indirect	By Foundation Capital Management Co. VI, L.L.C.
No	4	J	Indirect	By Foundation Capital, LLC
No	4	J	Indirect	By Foundation Capital VI Principals Fund, LLC
No	4	J	Indirect	By William B. Elmore Revocable Trust
No	4	J	Indirect	By Elmore Family Investments B, LP
No	4	J	Indirect	By Holland/Yates Family Trust dtd 7/23/1999
No	4	J	Indirect	By The Holland Childrens Trust
No	4	J	Indirect	By Holland/Yates Family Trust dtd 7/23/1999
No	4	J	Indirect	By Koontz Revocable Trust U/A/D 6/29/1998
No	4	J	Indirect	By Michael N. & Mary G. Schuh 1990 Family Trust
No	4	J	Indirect	By Michael N. & Mary G. Schuh 1990 Family Trust
No	4	J	Indirect	By Warren M. Weiss Trust UA dated 7/20/2005
No	4	J	Indirect	By Warren M. Weiss Trust UA dated 7/20/2005
No	4	J	Indirect	By Ally L. Weiss GST Exempt Trust
No	4	J	Indirect	By Shane T. Weiss GST Exempt Trust
No	4	J	Indirect	By Moldow Family Trust dated 11/11/2003
No	4	J	Indirect	By Moldow Family Trust dated 11/11/2003
No	4	J	Indirect	The Moldow 2008 Children?s Trust
No	4	S	Indirect	The Moldow 2008 Children?s Trust
No	4	S	Indirect	By Moldow Family Trust dated 11/11/2003
No	4	S	Indirect	By Foundation Capital, LLC

Footnotes

Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. effected following the close of the trading market on September 12, 2016 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.
Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on September 12, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.
Paul R. Holland, Warren M. Weiss, Charles Moldow and Steve P. Vassallo are managers of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. VI, L.L.C. As such, each of the managers may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managers disclaim beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC effected following the close of the trading market on September 12, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.
Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above.
The shares are held by the William B. Elmore Revocable Trust (the "Elmore Trust"). William B. Elmore is a trustee of the Elmore Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Trust except to the extent of his proportionate pecuniary interest therein.
Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC described in footnote 5 above.
The shares are held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein.
The shares are held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein.
The shares are held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein.
The shares are held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein.
The shares are held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein.
The shares are held by The Warren M. Weiss Trust UA dated 7/20/2005 (the "Weiss Trust"). Warren M. Weiss is a trustee of the Weiss Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Weiss Trust except to the extent of his proportionate pecuniary interest therein.
The shares are held by the ALLY L. WEISS GST EXEMPT TRUST (the "ALLY Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the ALLY Trust except to the extent of his proportionate pecuniary interest therein.
The shares are held by the SHANE T. WEISS GST EXEMPT TRUST (the "SHANE Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the SHANE Trust except to the extent of his proportionate pecuniary interest therein.
The shares are held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles P. Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein.
The shares are held by The Moldow 2008 Children's Trust (the "Moldow Children's Trust"). Charles P. Moldow is a trustee of the Moldow Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Children's Trust except to the extent of his proportionate pecuniary interest therein.
Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.
Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $5.64 to $6.00 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $5.62 to $5.81 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
On September 13, 2016, Foundation Capital, LLC sold 755 shares of stock pursuant to a 10b5-1 Plan dated May 31, 2016.
Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $5.61 to $5.99 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.