Filing Details

Accession Number:
0001185185-16-005427
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-13 18:56:33
Reporting Period:
2016-09-13
Filing Date:
2016-09-13
Accepted Time:
2016-09-13 18:56:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1138476 Pacific Health Care Organization Inc PFHO Services-Misc Health & Allied Services, Nec (8090) 870285238
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1271519 Tom Kubota 2618 San Miguel Drive, #477
Newport Beach CA 92660
Ceo & President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2016-09-13 1,000 $9.00 482,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. 750 shares of common stock held by the Reporting Person are held pursuant to a restricted stock grant awarded on December 31, 2015. These shares are subject to a one-year vesting period except upon the occurrence of certain events, in which case the restricted stock grant vests immediately. While the Reporting Person is entitled to vote the shares and participate in cash dividends during the restricted period between the date of grant and vesting, the Reporting Person is not entitled to sell, transfer, assign, pledge or otherwise dispose of or encumber the shares until they vest. These shares will be deemed outstanding, but will be held in escrow by the Issuer until they vest. Should the Reporting Person's employment with the Issuer terminate prior to vesting, the shares will be forfeited back to the Issuer.
  2. The Reporting Person holds the shares through the Tom Kubota Revocable Trust of 2013 (the "Trust"). The Reporting Person is the sole Trustee of the Trust. As such, the Reporting Person may be deemed to have voting and/or investment power over the shares held by the Trust and therefore may be deemed to be the beneficial owner of those shares.