Filing Details
- Accession Number:
- 0001185185-16-005427
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-13 18:56:33
- Reporting Period:
- 2016-09-13
- Filing Date:
- 2016-09-13
- Accepted Time:
- 2016-09-13 18:56:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1138476 | Pacific Health Care Organization Inc | PFHO | Services-Misc Health & Allied Services, Nec (8090) | 870285238 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1271519 | Tom Kubota | 2618 San Miguel Drive, #477 Newport Beach CA 92660 | Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Acquisiton | 2016-09-13 | 1,000 | $9.00 | 482,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- 750 shares of common stock held by the Reporting Person are held pursuant to a restricted stock grant awarded on December 31, 2015. These shares are subject to a one-year vesting period except upon the occurrence of certain events, in which case the restricted stock grant vests immediately. While the Reporting Person is entitled to vote the shares and participate in cash dividends during the restricted period between the date of grant and vesting, the Reporting Person is not entitled to sell, transfer, assign, pledge or otherwise dispose of or encumber the shares until they vest. These shares will be deemed outstanding, but will be held in escrow by the Issuer until they vest. Should the Reporting Person's employment with the Issuer terminate prior to vesting, the shares will be forfeited back to the Issuer.
- The Reporting Person holds the shares through the Tom Kubota Revocable Trust of 2013 (the "Trust"). The Reporting Person is the sole Trustee of the Trust. As such, the Reporting Person may be deemed to have voting and/or investment power over the shares held by the Trust and therefore may be deemed to be the beneficial owner of those shares.