Filing Details
- Accession Number:
- 0001187376-16-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-13 18:12:04
- Reporting Period:
- 2016-09-09
- Filing Date:
- 2016-09-13
- Accepted Time:
- 2016-09-13 18:12:04
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187376 | A Warren Stephens | 111 Center Street Little Rock AR 72201 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-09-09 | 22,619 | $8.84 | 22,619 | No | 4 | P | Indirect | By Warren Miles Amerine Stephens 2012 Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Warren Miles Amerine Stephens 2012 Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 385,350 | Indirect | By Warren A. Stephens Grantors Trust |
Common Stock | 285,000 | Indirect | By Warren A. Stephens Roth IRA |
Common Stock | 430,000 | Indirect | By WAS Family Trust One |
Common Stock | 183,283 | Indirect | By Harriet C. Stephens Trust |
Common Stock | 500,000 | Indirect | By Paula W. and John P. Calhoun Family Trust |
Common Stock | 2,727,920 | Indirect | By Stephens Investments Holdings LLC |
Common Stock | 931,038 | Indirect | By Warren and Harriet Stephens Childrens Trust |
Common Stock | 82,430 | Indirect | By Stephens Inc. |
Common Stock | 206,116 | Indirect | By WAS Conns Annuity Trust One |
Common Stock | 56,633 | Indirect | By Warren Miles Amerine Stephens 1995 Trust |
Common Stock | 6,352 | Indirect | By Warren Miles Amerine Stephens Trust |
Common Stock | 56,633 | Indirect | By John Calhoun Stephens 1995 Trust |
Common Stock | 6,352 | Indirect | By John Calhoun Stephens Trust |
Common Stock | 56,633 | Indirect | By Laura Whitaker Stephens 1995 Trust |
Common Stock | 6,352 | Indirect | By Laura Whitaker Stephens Trust |
Footnotes
- Price is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.665 to $9.00, inclusive. Reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within such range.