Filing Details
- Accession Number:
- 0000899243-16-028895
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-13 18:07:40
- Reporting Period:
- 2016-09-09
- Filing Date:
- 2016-09-13
- Accepted Time:
- 2016-09-13 18:07:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1596783 | Catalent Inc. | CTLT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1070844 | A Stephen Schwarzman | C/O The Blackstone Group L.p. 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
1343206 | P L V Partners Capital Blackstone | C/O The Blackstone Group L.p. 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
1368608 | L.l.c. V Bma | C/O The Blackstone Group L.p 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
1368609 | L.l.c. V Associates Management Blackstone | C/O The Blackstone Group L.p. 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
1393818 | L.p. Group Blackstone | 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
1404071 | L.l.c. Management Group Blackstone | C/O The Blackstone Group L.p 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
1404073 | L.p. Iii Holdings Blackstone | C/O The Blackstone Group L.p. 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
1478809 | L.p. Gp Iii Holdings Blackstone | C/O The Blackstone Group L.p. 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
1478815 | L.l.c. Management Gp Iii Holdings Blackstone | C/O The Blackstone Group L.p. 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
1614289 | L.l.c. Partners Healthcare Blackstone | C/O The Blackstone Group L.p. 345 Park Avenue New York NY 10154 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-09-09 | 17,100,705 | $23.58 | 0 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
Footnotes
- This amount represents the $23.58 sale price per share of common stock of Catalent, Inc. ("Common Stock") received by the Reporting Persons in connection with a secondary block trade which closed on September 9, 2016.
- These securities were directly held by Blackstone Healthcare Partners L.L.C.
- The managing member of Blackstone Healthcare Partners L.L.C. is Blackstone Capital Partners V L.P. The general partner of Blackstone Capital Partners V L.P. is Blackstone Management Associates V L.L.C. BMA V L.L.C. is the sole member of Blackstone Management Associates V L.L.C.
- Blackstone Holdings III L.P. is the managing member and majority in interest owner of BMA V L.L.C. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.
- Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
- Each of the Reporting Persons (other than Blackstone Healthcare Partners L.L.C. to the extent it directly held securities reported herein), disclaims beneficial ownership of the securities held by Blackstone Healthcare Partners L.L.C., except to the extent of such Reporting Person's pecuniary interest therein, if any, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than Blackstone Healthcare Partners L.L.C. to the extent it directly held securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.