Filing Details
- Accession Number:
- 0001669639-16-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-13 16:18:36
- Reporting Period:
- 2016-08-24
- Filing Date:
- 2016-09-13
- Accepted Time:
- 2016-09-13 16:18:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 883984 | Icu Medical Inc | ICUI | Surgical & Medical Instruments & Apparatus (3841) | 330022692 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1669639 | Ruth Virginia Sanzone | 1408 Caudor Street Encinitas CA 92024 | Vp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-24 | 3,049 | $0.00 | 3,049 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-24 | 1,146 | $0.00 | 1,903 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2016-09-12 | 1,903 | $121.29 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | Disposition | 2016-08-24 | 3,049 | $0.00 | 3,049 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,098 | 2018-08-24 | No | 4 | M | Direct |
Footnotes
- These securities are Restricted Stock Units.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2016.
- The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $121.11 to $121.31, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- There is neither a purchase price nor an exercise price for the Restricted Stock Units.
- One third of the Units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.
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