Filing Details
- Accession Number:
- 0001209191-16-141072
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-13 12:50:43
- Reporting Period:
- 2016-09-11
- Filing Date:
- 2016-09-13
- Accepted Time:
- 2016-09-13 12:50:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1415336 | Zeltiq Aesthetics Inc | ZLTQ | Electromedical & Electrotherapeutic Apparatus (3845) | 270119051 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1662139 | Bradley Hauser | C/O Zeltiq Aesthetics, Inc. 4698 Willow Road, Suite 100 Pleasanton CA 94588 | Vp, Research And Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-09-11 | 944 | $37.34 | 46,240 | No | 4 | F | Direct | |
Common Stock | Disposition | 2016-09-12 | 3,000 | $37.33 | 43,240 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents the number of shares withheld by and surrendered to the Issuer on September 11, 2016, to satisfy tax withholding obligations that arose in connection with the vesting of the Restricted Stock Units ("RSUs"). The RSUs vest in four equal annual installments beginning on the first anniversary of September 11, 2015.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.18 to $37.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.