Filing Details
- Accession Number:
- 0001209191-11-007953
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-08 20:33:46
- Reporting Period:
- 2011-02-04
- Filing Date:
- 2011-02-08
- Accepted Time:
- 2011-02-08 20:33:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1235007 | Endocyte Inc | ECYT | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1139814 | Sanderling V Biomedical Co Investment Fund Lp | 400 S. El Camino Real, Suite 1200 San Mateo CA 94402 | No | No | Yes | No | |
1160649 | Sanderling V Biomedical Lp | 400 S. El Camino Real, Suite 1200 San Mateo CA 94402 | No | No | Yes | No | |
1169312 | Sanderling V Beteiligungs Gmbh & Co Kg | 400 S. El Camino Real, Suite 1200 San Mateo CA 94402 | No | No | Yes | No | |
1267960 | Partnership Ltd V Sanderling | 400 S. El Camino Real, Suite 1200 San Mateo CA 94402 | No | No | Yes | No | |
1306695 | Sanderling Venture Partners Vi Co Investment Fund Lp | 400 S. El Camino Real, Suite 1200 San Mateo CA 94402 | No | No | Yes | No | |
1316917 | Sanderling Venture Partners V, Lp | 400 S. El Camino Real, Suite 1200 San Mateo CA 94402 | No | No | Yes | No | |
1316918 | Sanderling Venture Partners V Co Investment Fund, Lp | 400 S. El Camino Real, Suite 1200 San Mateo CA 94402 | No | No | Yes | No | |
1429282 | Partnership Limited Vi Sanderling | 400 S. El Camino Real, Suite 1200 San Mateo CA 94402 | No | No | Yes | No | |
1429283 | Sanderling Vi Beteiligungs Gmbh & Co Kg | 400 S. El Camino Real, Suite 1200 San Mateo CA 94402 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-04 | 785,417 | $6.00 | 785,417 | No | 4 | P | Indirect | By Sanderling V Strategic Exit Fund, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Sanderling V Strategic Exit Fund, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 136,473 | Indirect | By Sanderling Venture Partners V, L.P. |
Common Stock | 33,429 | Indirect | By Sanderling V Biomedical, L.P. |
Common Stock | 13,524 | Indirect | By Sanderling V Limited Partnership |
Common Stock | 12,034 | Indirect | By Sanderling V Beteiligungs GmbH & Co. KG |
Footnotes
- 72,502 shares held by Sanderling Venture Partners V, L.P. are subject to repurchase based on milestones set forth in the Restricted Stock Purchase Agreement dated July 10, 2001 between the Company and each of Sanderling Venture Partners V, L.P., Sanderling V Biomedical, L.P., ABV Holding Company 7 LLC, Douglas G. Bailey, and Cincinnati Financial Corporation.
- Fred Middleton is a managing director of Middleton, McNeil & Mills Associates V, LLC which has the ultimate voting and investment power over shares held of record by Sanderling V Beteiligungs GmbH & Co. KG, Sanderling V Biomedical Co-Investment Fund, L.P., Sanderling V Biomedical, L.P., Sanderling V Limited Partnership, Sanderling Venture Partners V, L.P., Sanderling Venture Partners VI Co-Investment Fund, L.P., Sanderling VI Beteiligungs GmbH and Co. KG and Sanderling VI Limited Partnership and he may be deemed to have voting and investment power over shares held of record by Sanderling V Beteiligungs GmbH & Co. KG, Sanderling V Biomedical Co-Investment Fund, L.P., Sanderling V Biomedical, L.P., Sanderling V Limited Partnership, Sanderling Venture Partners V, L.P., Sanderling Venture Partners VI Co-Investment Fund, L.P., Sanderling VI Beteiligungs GmbH and Co. KG and Sanderling VI Limited Partnership.
- Mr. Middleton disclaims beneficial ownership of the shares directly held by the entities affiliated with Sanderling except to the extent of his individual pecuniary interest therein.
- 17,759 shares held by Sanderling V Biomedical, L.P. are subject to repurchase based on milestones set forth in the Restricted Stock Purchase Agreement dated July 10, 2001 between the Company and each of Sanderling Venture Partners V, L.P., Sanderling V Biomedical, L.P., ABV Holding Company 7 LLC, Douglas G. Bailey, and Cincinnati Financial Corporation.
- 7,185 shares held by Sanderling V Limited Partnership are subject to repurchase based on milestones set forth in the Restricted Stock Purchase Agreement dated July 10, 2001 between the Company and each of Sanderling Venture Partners V, L.P., Sanderling V Biomedical, L.P., ABV Holding Company 7 LLC, Douglas G. Bailey, and Cincinnati Financial Corporation.
- 6,393 shares held by Sanderling V Beteiligungs GmbH & Co. KG are subject to repurchase based on milestones set forth in the Restricted Stock Purchase Agreement dated July 10, 2001 between the Company and each of Sanderling Venture Partners V, L.P., Sanderling V Biomedical, L.P., ABV Holding Company 7 LLC, Douglas G. Bailey, and Cincinnati Financial Corporation.