Filing Details

Accession Number:
0001400482-16-000228
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-12 19:59:42
Reporting Period:
2016-09-12
Filing Date:
2016-09-12
Accepted Time:
2016-09-12 19:59:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1400482 Acucela Inc. M?????? Pharmaceutical Preparations (2834) 020592619
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1641342 E John Gebhart C/O Acucela Inc.
1301 Second Ave., Suite 4200
Seattle WA 98101
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-09-12 60,000 $9.86 13,189 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The issuer's common stock trades on the Tokyo Stock Exchange under the symbol referenced in the issuer's registration statement on Form S-1 (File No. 333-192900).
  2. The shares were sold at a price of 1004.6239 Japanese Yen. The U.S. per share price reflects the average of the buy and sell Japanese Yen-to-U.S. Dollar exchange rates on the transaction date divided by the number of shares sold. These shares were sold in multiple transactions at prices ranging from 1002 to 1011 Japanese Yen, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.