Filing Details
- Accession Number:
- 0000891839-16-000261
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-12 17:52:08
- Reporting Period:
- 2016-09-08
- Filing Date:
- 2016-09-12
- Accepted Time:
- 2016-09-12 17:52:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31235 | Eastman Kodak Co | KODK | Photographic Equipment & Supplies (3861) | 160417150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1630348 | Philip Cullimore | Eastman Kodak Company 343 State Street Rochester NY 14650 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Disposition | 2016-09-08 | 9,648 | $15.22 | 5,823 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Restricted Stock Units | $0.00 | 2017-09-03 | 1,404 | 1,404 | Direct | |
Common Stock, Par Value $.01 | Restricted Stock Units | $0.00 | 2018-09-03 | 4,846 | 4,846 | Direct | |
Common Stock, Par Value $.01 | Restricted Stock Units | $0.00 | 2019-09-03 | 6,419 | 6,419 | Direct | |
Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $23.78 | 2021-09-02 | 12,675 | 12,675 | Direct | |
Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $13.76 | 2022-09-02 | 17,392 | 17,392 | Direct | |
Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $15.58 | 2023-09-02 | 0 | 0 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-09-03 | 1,404 | 1,404 | Direct |
2018-09-03 | 4,846 | 4,846 | Direct |
2019-09-03 | 6,419 | 6,419 | Direct |
2021-09-02 | 12,675 | 12,675 | Direct |
2022-09-02 | 17,392 | 17,392 | Direct |
2023-09-02 | 0 | 0 | Direct |
Footnotes
- These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.
- These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.
- These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/16 grant date.
- This option vests one-third on each of the first three anniversaries of the 9/3/14 grant date.
- This option vests one-third on each of the first three anniversaries of the 9/3/15 grant date.
- This option vests one-third on each of the first three anniversaries of the 9/3/16 grant date. The number of shares underlying the option has not been determined, but will be based on $100,000 divided by the Black-Scholes valuation of the option on the 9/3/16 grant date. Once the number is determined, Mr. Cullimore will file an amendment to his 9/3/16 report.