Filing Details
- Accession Number:
- 0001392936-11-000006
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-02-08 20:11:16
- Reporting Period:
- 2011-01-28
- Filing Date:
- 2011-02-08
- Accepted Time:
- 2011-02-08 20:11:16
- Original Submission Date:
- 2011-02-02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1375365 | Super Micro Computer Inc. | SMCI | Electronic Computers (3571) | 770353939 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392936 | Fred Hwei-Ming Tsai | Super Micro Computer, Inc. 980 Rock Ave San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-28 | 5,000 | $1.25 | 5,000 | No | 4 | M | Indirect | By Li-Jiuan Chi Tsai Trustee andHwei Ming Tsai Trustee for thebenefit of Tsai Family Trust |
| Common Stock | Disposition | 2011-01-28 | 5,000 | $14.02 | 0 | No | 4 | S | Indirect | By Li-Jiuan Chi Tsai Trustee andHwei Ming Tsai Trustee for thebenefit of Tsai Family Trust |
| Common Stock | Disposition | 2011-01-28 | 5,000 | $14.02 | 320,000 | No | 4 | S | Indirect | By Li-Jiuan Chi Tsai Trustee andHwei Ming Tsai Trustee for thebenefit of Tsai Family Trust |
| Common Stock | Acquisiton | 2011-01-31 | 5,000 | $1.25 | 5,000 | No | 4 | M | Indirect | By Li-Jiuan Chi Tsai Trustee andHwei Ming Tsai Trustee for thebenefit of Tsai Family Trust |
| Common Stock | Disposition | 2011-01-31 | 5,000 | $14.34 | 0 | No | 4 | S | Indirect | By Li-Jiuan Chi Tsai Trustee andHwei Ming Tsai Trustee for thebenefit of Tsai Family Trust |
| Common Stock | Disposition | 2011-01-31 | 5,000 | $14.34 | 315,000 | No | 4 | S | Indirect | By Li-Jiuan Chi Tsai Trustee andHwei Ming Tsai Trustee for thebenefit of Tsai Family Trust |
| Common Stock | Acquisiton | 2011-02-01 | 5,000 | $1.25 | 5,000 | No | 4 | M | Indirect | By Li-Jiuan Chi Tsai Trustee andHwei Ming Tsai Trustee for thebenefit of Tsai Family Trust |
| Common Stock | Disposition | 2011-02-01 | 5,000 | $14.25 | 0 | No | 4 | S | Indirect | By Li-Jiuan Chi Tsai Trustee andHwei Ming Tsai Trustee for thebenefit of Tsai Family Trust |
| Common Stock | Disposition | 2011-02-01 | 5,000 | $14.24 | 310,000 | No | 4 | S | Indirect | By Li-Jiuan Chi Tsai Trustee andHwei Ming Tsai Trustee for thebenefit of Tsai Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By Li-Jiuan Chi Tsai Trustee andHwei Ming Tsai Trustee for thebenefit of Tsai Family Trust |
| No | 4 | S | Indirect | By Li-Jiuan Chi Tsai Trustee andHwei Ming Tsai Trustee for thebenefit of Tsai Family Trust |
| No | 4 | S | Indirect | By Li-Jiuan Chi Tsai Trustee andHwei Ming Tsai Trustee for thebenefit of Tsai Family Trust |
| No | 4 | M | Indirect | By Li-Jiuan Chi Tsai Trustee andHwei Ming Tsai Trustee for thebenefit of Tsai Family Trust |
| No | 4 | S | Indirect | By Li-Jiuan Chi Tsai Trustee andHwei Ming Tsai Trustee for thebenefit of Tsai Family Trust |
| No | 4 | S | Indirect | By Li-Jiuan Chi Tsai Trustee andHwei Ming Tsai Trustee for thebenefit of Tsai Family Trust |
| No | 4 | M | Indirect | By Li-Jiuan Chi Tsai Trustee andHwei Ming Tsai Trustee for thebenefit of Tsai Family Trust |
| No | 4 | S | Indirect | By Li-Jiuan Chi Tsai Trustee andHwei Ming Tsai Trustee for thebenefit of Tsai Family Trust |
| No | 4 | S | Indirect | By Li-Jiuan Chi Tsai Trustee andHwei Ming Tsai Trustee for thebenefit of Tsai Family Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Commonstock | StockOption(right to buy) | Disposition | 2011-01-28 | 5,000 | $0.00 | 5,000 | $1.25 |
| Commonstock | StockOption(right to buy) | Disposition | 2011-01-31 | 5,000 | $0.00 | 5,000 | $1.25 |
| Commonstock | StockOption(right to buy) | Disposition | 2011-02-01 | 5,000 | $0.00 | 5,000 | $1.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,000 | 2011-06-30 | No | 4 | M | Indirect | |
| 35,000 | 2011-06-30 | No | 4 | M | Indirect | |
| 30,000 | 2011-06-30 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 25,000 | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan as amended on May 7, 2010.
- These shares are held in a trust for the benefit of the reporting person's children. The reporting person and his spouse, Li-Jiuan Chi Tsai, are the trustees of the trust.
- Fully exercisable.
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