Filing Details
- Accession Number:
- 0001140361-16-079533
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-12 16:31:08
- Reporting Period:
- 2016-09-08
- Filing Date:
- 2016-09-12
- Accepted Time:
- 2016-09-12 16:31:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1145255 | Hennessy Advisors Inc | HNNA | Investment Advice (6282) | 680176227 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1165100 | A Brian Hennessy | 7250 Redwood Boulevard, Suite 200 Novato CA 94945 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-09-08 | 660 | $37.00 | 189,381 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 8,437 | Indirect | By Spouse's IRA |
Billionaire Hedge Funds
