Filing Details

Accession Number:
0001209191-16-140881
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-12 10:18:23
Reporting Period:
2016-09-08
Filing Date:
2016-09-12
Accepted Time:
2016-09-12 10:18:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Financial Inc.
780 Third Avenue 21St Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-09-08 2,200 $5.77 3,664,507 No 4 P Direct
Class A Common Stock Acquisiton 2016-09-08 200 $5.62 3,664,707 No 4 P Direct
Class A Common Stock Acquisiton 2016-09-08 100 $5.70 3,664,807 No 4 P Direct
Class A Common Stock Acquisiton 2016-09-09 1,800 $5.70 3,666,607 No 4 P Direct
Class A Common Stock Acquisiton 2016-09-09 200 $5.55 3,666,807 No 4 P Direct
Class A Common Stock Acquisiton 2016-09-09 200 $5.61 3,667,007 No 4 P Direct
Class A Common Stock Acquisiton 2016-09-09 200 $5.69 3,667,207 No 4 P Direct
Class A Common Stock Acquisiton 2016-09-09 100 $5.68 3,667,307 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.