Filing Details
- Accession Number:
- 0001209191-16-140881
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-12 10:18:23
- Reporting Period:
- 2016-09-08
- Filing Date:
- 2016-09-12
- Accepted Time:
- 2016-09-12 10:18:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498811 | Gene Michael Barnes | C/O Tiptree Financial Inc. 780 Third Avenue 21St Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-09-08 | 2,200 | $5.77 | 3,664,507 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-09-08 | 200 | $5.62 | 3,664,707 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-09-08 | 100 | $5.70 | 3,664,807 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-09-09 | 1,800 | $5.70 | 3,666,607 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-09-09 | 200 | $5.55 | 3,666,807 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-09-09 | 200 | $5.61 | 3,667,007 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-09-09 | 200 | $5.69 | 3,667,207 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-09-09 | 100 | $5.68 | 3,667,307 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.