Filing Details
- Accession Number:
- 0001209191-16-140850
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-09 20:03:04
- Reporting Period:
- 2016-09-07
- Filing Date:
- 2016-09-09
- Accepted Time:
- 2016-09-09 20:03:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1260968 | Marlin Business Services Corp | MRLN | State Commercial Banks (6022) | 383686388 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1374566 | Willem Mesdag | 10100 Santa Monica Boulevard, Suite 925 Los Angeles CA 90067 | No | No | Yes | No | |
1374588 | Red Mountain Capital Partners Llc | 10100 Santa Monica Boulevard Suite 925 Los Angeles CA 90067 | No | No | Yes | No | |
1374603 | Red Mountain Partners, L.p. | 10100 Santa Monica Boulevard Suite 925 Los Angeles CA 90067 | No | No | Yes | No | |
1374606 | Rmcp Gp Llc | 10100 Santa Monica Boulevard Suite 925 Los Angeles CA 90067 | No | No | Yes | No | |
1374607 | Red Mountain Capital Management Inc | 10100 Santa Monica Boulevard Suite 925 Los Angeles CA 90067 | No | No | Yes | No | |
1628461 | Rmcp Manager Llc | 10100 Santa Monica Boulevard Suite 925 Los Angeles CA 90067 | No | No | No | Yes | |
1628512 | Red Mountain Investors I Llc - Series A | 10100 Santa Monica Boulevard Suite 925 Los Angeles CA 90067 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-09-07 | 7,400 | $18.88 | 7,400 | No | 4 | P | Indirect | See Footnotes and Remarks |
Common Stock | Acquisiton | 2016-09-08 | 12,000 | $19.06 | 19,400 | No | 4 | P | Indirect | See Footnotes and Remarks |
Common Stock | Acquisiton | 2016-09-09 | 5,600 | $19.00 | 25,000 | No | 4 | P | Indirect | See Footnotes and Remarks |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes and Remarks |
No | 4 | P | Indirect | See Footnotes and Remarks |
No | 4 | P | Indirect | See Footnotes and Remarks |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,124,267 | Indirect | See Footnotes and Remarks |
Common Stock | 852,658 | Indirect | See Footnotes and Remarks |
Footnotes
- These shares of common stock were purchased on the open market by Red Mountain Capital Partners LLC ("RMCP"). The price reported in Column 4 is a weighted average price per share. These shares were purchased in multiple transactions at prices ranging from $18.845 to $18.90, inclusive. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP, Red Mountain Investors I LLC ("RMI"), RMCP Manager LLC ("RMCPM") and Red Mountain Capital Management, Inc. ("RMCM") undertakes to provide to Marlin Business Services Corp. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased.
- These shares are held directly by RMCP.
- These shares of common stock were purchased by RMCP on the open market. The price reported in Column 4 is a weighted average price per share. These shares were purchased in multiple transactions at prices ranging from $18.93 to $19.24, inclusive. Each of Willem Mesdag, RMP, RMCP GP, RMCP, RMI, RMCPM and RMCM undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased.
- These shares of common stock were purchased by RMCP on the open market. The price reported in Column 4 is a weighted average price per share. These shares were purchased in multiple transactions at prices ranging from $18.975 to $19.00, inclusive. Each of Willem Mesdag, RMP, RMCP GP, RMCP, RMI, RMCPM and RMCM undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased.
- These shares are held directly by RMP.
- These shares are held directly by RMI.