Filing Details
- Accession Number:
- 0001209191-16-140825
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-09 18:40:43
- Reporting Period:
- 2016-09-07
- Filing Date:
- 2016-09-09
- Accepted Time:
- 2016-09-09 18:40:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326110 | Nantkwest Inc. | NK | Biological Products, (No Disgnostic Substances) (2836) | 431979754 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1647994 | J. Barry Simon | C/O Nantkwest, Inc. 3530 John Hopkins Court San Diego CA 92121 | President And Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-09-07 | 2,000 | $8.84 | 21,143 | No | 4 | S | Indirect | By mother-in-law |
| Common Stock | Disposition | 2016-09-08 | 30,000 | $7.40 | 3,334,906 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By mother-in-law |
| No | 4 | S | Direct |
Footnotes
- Represents the weighted average share price of an aggregate total of 400 shares sold in the price range of $60.00 to $60.01 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
