Filing Details
- Accession Number:
- 0001245313-11-000018
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-02-08 19:40:33
- Reporting Period:
- 2011-01-25
- Filing Date:
- 2011-02-08
- Accepted Time:
- 2011-02-08 19:40:33
- Original Submission Date:
- 2011-01-26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245205 | P Kenneth Wilcox | 3005 Tasman Drive Santa Clara CA 95054 | Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-25 | 30,000 | $36.56 | 62,792 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-25 | 24,000 | $52.28 | 38,792 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2011-01-25 | 30,000 | $36.56 | 30,000 | $36.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 216,425 | 2005-04-23 | 2011-04-23 | No | 4 | M | Direct |
Footnotes
- The 1/25/11 stock option exercise/same-day sale transaction was previously reported incorrectly. The correct transaction that should be reported is :(i)the exercise of 30,000 stock options and (ii) the sale of 24,000 underlying shares. A total of 6,000 underlying shares were retained by the reporting person. These options were expriring on April 23, 2011 and were exercised outside of the reporting person's current Rule 10b5-1 trading plan.
Billionaire Hedge Funds
