Filing Details
- Accession Number:
- 0001331471-16-000062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-09 17:27:27
- Reporting Period:
- 2016-09-08
- Filing Date:
- 2016-09-09
- Accepted Time:
- 2016-09-09 17:27:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1043337 | Stoneridge Inc | SRI | Motor Vehicle Parts & Accessories (3714) | 341598949 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219412 | A Thomas Beaver | 28001 Cabot Dr Ste.100 Novi MI 48377 | Vice President - Global Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, Without Par Value | Disposition | 2016-09-08 | 33,000 | $18.30 | 85,667 | No | 4 | S | Direct | |
Common Shares, Without Par Value | Disposition | 2016-09-09 | 7,000 | $18.02 | 78,667 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Shares, Without Par Value | Performance Shares | $0.00 | 120,875 | 120,875 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
120,875 | 120,875 | Direct |
Footnotes
- The Price Reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on September 8, 2016 and September 9, 2016 at prices on September 8, 2016 ranging from $18.16/share to $18.365/share and at prices on September 9, 2016 ranging from $18/share to $18.08/share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC Staff, upon request, full information on the number of shares sold at each separate price within the ranges.
- Each Performance Share (unit) represents a contingent right to receive one Company Common Share. The Performance Shares were granted to the Reporting Person under the Company's Long-Term Incentive Plan in 2014, 2015 and 2016 and vest depending on continued employment, and in some cases also depending on Company performance, in 2017, 2018 and 2019.