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Filing Details

Accession Number:: 0001317212-11-000017
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-02-08 19:27:37
Reporting Period:: 2011-02-05

Filing Date:: 2011-02-08
Accepted Time:: 2011-02-08 19:27:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1054374	Broadcom Corp	BRCM	Semiconductors & Related Devices (3674)	330480482

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1362603	F Thomas Lagatta	5300 California Avenue Irvine CA 92617	Executive Vp, Worldwide Sales	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2011-02-05	33,091	$0.00	110,010	No	4	A	Direct
Class A Common Stock	Acquisiton	2011-02-05	11,031	$0.00	121,041	No	4	A	Direct
Class A Common Stock	Disposition	2011-02-05	3,106	$45.82	117,935	No	4	F	Direct
Class A Common Stock	Disposition	2011-02-07	3,983	$45.71	113,952	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	A	Direct
No	4	F	Direct
No	4	S	Direct

Footnotes

The securities awarded on 02/05/2011 are in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit. The restricted stock units will vest, and the underlying shares will be concurrently issued in a series of sixteen quarterly installments upon the Reporting Person's completion of each three month period of service over the period measured from 02/05/2011 through 02/05/2015. The RSUs will vest on an accelerated basis upon the Reporting Person's termination of employment with the Issuer under certain prescribed circumstances.
The securities were awarded in an exempt transaction pursuant to SEC Rule 16b-3(d).
The securities awarded on 02/05/2011 are Performance RSU Grants awarded pursuant to the Issuer's Restricted Stock Units Incentive Award Program adopted in January 2011, and are in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit. The restricted stock units will vest, and the underlying shares will be concurrently issued in a series of sixteen quarterly installments upon the Reporting Person's completion of each three month period of service over the period measured from 02/05/2011 through 02/05/2015. The RSUs will vest on an accelerated basis upon the Reporting Person's termination of employment with the Issuer under certain prescribed circumstances.
The shares were withheld by the Issuer in satisfaction of the withholding taxes incurred in connection with the vesting of restricted stock units previously awarded to the Reporting Person. The withholding of the shares is an exempt disposition pursuant to Rule 16b-3(e) of the Securities Exchange Act of 1934, as amended.
The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Includes (i) 22,579 shares that are held as Class A common stock and (ii) 91,373 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.