Filing Details
- Accession Number:
- 0000933430-16-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-09 16:24:51
- Reporting Period:
- 2016-09-09
- Filing Date:
- 2016-09-09
- Accepted Time:
- 2016-09-09 16:24:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
875657 | Ultralife Corp | ULBI | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 161387013 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
933430 | T Bradford Whitmore | 1603 Orrington Ave., Ste 900 Evanston IL 60201 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock; $.10 Par Value | Acquisiton | 2016-09-09 | 48,800 | $4.15 | 293,023 | No | 4 | P | Direct | |
Common Stock; $.10 Par Value | Acquisiton | 2016-09-09 | 400 | $4.14 | 293,423 | No | 4 | P | Direct | |
Common Stock; $.10 Par Value | Acquisiton | 2016-09-09 | 600 | $4.13 | 294,023 | No | 4 | P | Direct | |
Common Stock; $.10 Par Value | Acquisiton | 2016-09-09 | 200 | $4.12 | 294,223 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock; $.10 Par Value | 4,452,283 | Indirect | By Sunray I, LLC |
Common Stock; $.10 Par Value | 518,616 | Indirect | By Grace Brothers, Ltd. |
Footnotes
- As sole manager and sole voting member of Sunray I, LLC, Bradford T. Whitmore is an indirect beneficial owner of 4,452,283 shares of Common Stock.
- As General Partner of Grace Brothers, Ltd., Bradford T. Whitmore is an indirect beneficial owner of 518,616 shares of Common Stock.