Filing Details
- Accession Number:
- 0001209191-16-140745
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-09 16:20:28
- Reporting Period:
- 2016-09-07
- Filing Date:
- 2016-09-09
- Accepted Time:
- 2016-09-09 16:20:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 40533 | General Dynamics Corp | GD | Ship & Boat Building & Repairing (3730) | 131673581 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216508 | W Robert Helm | C/O General Dynamics Corporation 2941 Fairview Park Drive Falls Church VA 22042 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 Par Value | Acquisiton | 2016-09-07 | 41,250 | $74.81 | 108,119 | No | 4 | M | Direct | |
| Common Stock, $1.00 Par Value | Disposition | 2016-09-07 | 35,250 | $152.99 | 72,869 | No | 4 | S | Direct | |
| Common Stock, $1.00 Par Value | Acquisiton | 2016-09-08 | 41,250 | $74.81 | 114,119 | No | 4 | M | Direct | |
| Common Stock, $1.00 Par Value | Acquisiton | 2016-09-08 | 73,410 | $71.01 | 187,529 | No | 4 | M | Direct | |
| Common Stock, $1.00 Par Value | Disposition | 2016-09-08 | 82,269 | $152.19 | 105,260 | No | 4 | S | Direct | |
| Common Stock, $1.00 Par Value | Disposition | 2016-09-08 | 32,391 | $152.42 | 72,869 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2016-09-07 | 41,250 | $0.00 | 41,250 | $74.81 |
| Common Stock | Stock Options | Disposition | 2016-09-08 | 41,250 | $0.00 | 41,250 | $74.81 |
| Common Stock | Stock Options | Disposition | 2016-09-08 | 73,410 | $0.00 | 73,410 | $71.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 41,250 | 2018-03-01 | No | 4 | M | Direct | |
| 0 | 2018-03-01 | No | 4 | M | Direct | |
| 0 | 2019-03-06 | No | 4 | M | Direct |
Footnotes
- Sale prices ranged from $152.81 to $153.18. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- Sale prices ranged from $151.36 to $152.35. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- Sale prices ranged from $152.36 to $152.62. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- Fifty percent became exercisable on 03/02/2012 and the remaining fifty percent became exercisable on 03/02/2013.
- Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.
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