Filing Details

Accession Number:
0000899243-16-028749
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-09 16:09:20
Reporting Period:
2016-01-13
Filing Date:
2016-09-09
Accepted Time:
2016-09-09 16:09:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1322652 Kayne Anderson Energy Total Return Fund Inc. KYE Life Insurance (6311) IA
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
836658 Voya Insurance & Annuity Co 909 Locust Street
Des Moines IA 50309
No No Yes No
837010 Voya Retirement Insurance & Annuity Co One Orange Way
Windsor CT 06095
No No Yes No
1535929 Voya Financial, Inc. 230 Park Avenue
New York NY 10169
No No Yes No
1577976 Voya Holdings, Inc. One Orange Way
Windsor CT 06095
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series A Mandatory Redeemable Preferred Shares Disposition 2016-01-13 133,334 $25.66 533,333 No 4 J Indirect By Subsidiary
Series A Mandatory Redeemable Preferred Shares Disposition 2016-09-07 533,333 $25.02 0 No 4 J Indirect By Subsidiary
Series C Mandatory Redeemable Preferred Shares Acquisiton 2016-09-07 800,000 $20,000,000.00 800,000 No 4 P Indirect By Subsidiary
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By Subsidiary
No 4 J Indirect By Subsidiary
No 4 P Indirect By Subsidiary
Footnotes
  1. On January 13, 2016, the Issuer redeemed $10,000,000 of its Series A Mandatory Redeemable Preferred Shares.
  2. Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Voya Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory reporting purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein.
  3. On September 7, 2016, the Issuer redeemed $40,000,000 of its Series A Mandatory Redeemable Preferred Shares.