Filing Details
- Accession Number:
- 0000899243-16-028749
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-09 16:09:20
- Reporting Period:
- 2016-01-13
- Filing Date:
- 2016-09-09
- Accepted Time:
- 2016-09-09 16:09:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1322652 | Kayne Anderson Energy Total Return Fund Inc. | KYE | Life Insurance (6311) | IA |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
836658 | Voya Insurance & Annuity Co | 909 Locust Street Des Moines IA 50309 | No | No | Yes | No | |
837010 | Voya Retirement Insurance & Annuity Co | One Orange Way Windsor CT 06095 | No | No | Yes | No | |
1535929 | Voya Financial, Inc. | 230 Park Avenue New York NY 10169 | No | No | Yes | No | |
1577976 | Voya Holdings, Inc. | One Orange Way Windsor CT 06095 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series A Mandatory Redeemable Preferred Shares | Disposition | 2016-01-13 | 133,334 | $25.66 | 533,333 | No | 4 | J | Indirect | By Subsidiary |
Series A Mandatory Redeemable Preferred Shares | Disposition | 2016-09-07 | 533,333 | $25.02 | 0 | No | 4 | J | Indirect | By Subsidiary |
Series C Mandatory Redeemable Preferred Shares | Acquisiton | 2016-09-07 | 800,000 | $20,000,000.00 | 800,000 | No | 4 | P | Indirect | By Subsidiary |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | By Subsidiary |
No | 4 | J | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
Footnotes
- On January 13, 2016, the Issuer redeemed $10,000,000 of its Series A Mandatory Redeemable Preferred Shares.
- Most of the securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, Voya Insurance and Annuity Company, Security Life of Denver Insurance Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and/or Voya Holdings Inc. With respect to the remainder of the securities reported herein, Voya Investment Management, LLC, a subsidiary of Voya Holdings Inc., in its capacity as investment adviser to a third-party owner of such securities, has been delegated certain voting rights pursuant to an investment management contract with such third party, making Voya Investment Management, LLC a beneficial owner of such securities solely for regulatory reporting purposes. Voya Holdings Inc. is a direct subsidiary of Voya Financial, Inc. Voya Financial, Inc. is the indirect beneficial owner of the securities reported herein.
- On September 7, 2016, the Issuer redeemed $40,000,000 of its Series A Mandatory Redeemable Preferred Shares.