Filing Details
- Accession Number:
- 0000100885-16-000418
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-09 11:09:51
- Reporting Period:
- 2016-09-07
- Filing Date:
- 2016-09-09
- Accepted Time:
- 2016-09-09 11:09:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
100885 | Union Pacific Corp | UNP | Railroads, Line-Haul Operating (4011) | 132626465 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200009 | Jr M Robert Knight | 1400 Douglas Street Omaha NE 68179 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-09-07 | 5,000 | $97.00 | 32,723 | No | 4 | S | Indirect | by Trust 2 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by Trust 2 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 150,660 | Direct | |
Common Stock | 186,630 | Indirect | (1) |
Common Stock | 477 | Indirect | by Managed Account |
Common Stock | 13,550 | Indirect | by Trust |
Footnotes
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 5, 2016. Union Pacific Corporation announced the trading plan in a Current Report on Form 8-K on the same date.
- Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
- Includes holdings in employee benefit plans, Tax Reduction and Payroll Based Stock Plans, as of Transaction Date.