Filing Details
- Accession Number:
- 0001271163-16-000095
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-09 10:57:07
- Reporting Period:
- 2016-09-06
- Filing Date:
- 2016-09-09
- Accepted Time:
- 2016-09-09 10:57:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1635193 | Gabelli Go Anywhere Trust | GGO/GGO.A | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185533 | J Mario Gabelli | C/O Gamco Investors, Inc One Corporate Center Rye NY 10580 | Yes | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2016-09-06 | 61,854 | $19.00 | 61,854 | No | 4 | P | Indirect | MJG Management LLC |
Series A Cumulative Puttable And Callable Preferred Shares | Acquisiton | 2016-09-06 | 20,618 | $40.00 | 20,618 | No | 4 | P | Indirect | MJG Management LLC |
Common Shares | Acquisiton | 2016-09-06 | 284,535 | $19.00 | 284,535 | No | 4 | P | Direct | |
Series A Cumulative Puttable And Callable Preferred Shares | Acquisiton | 2016-09-06 | 94,845 | $40.00 | 94,845 | No | 4 | P | Direct | |
Common Shares | Acquisiton | 2016-09-06 | 92,781 | $19.00 | 92,781 | No | 4 | P | Indirect | E3M, LLC |
Series A Cumulative Puttable And Callable Preferred Shares | Acquisiton | 2016-09-06 | 30,927 | $40.00 | 30,927 | No | 4 | P | Indirect | E3M, LLC |
Common Shares | Acquisiton | 2016-09-06 | 92,781 | $19.00 | 92,781 | No | 4 | P | Indirect | Associated Capital Group, Inc. |
Series A Cumulative Puttable And Callable Preferred Shares | Acquisiton | 2016-09-06 | 30,927 | $40.00 | 30,927 | No | 4 | P | Indirect | Associated Capital Group, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | MJG Management LLC |
No | 4 | P | Indirect | MJG Management LLC |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | E3M, LLC |
No | 4 | P | Indirect | E3M, LLC |
No | 4 | P | Indirect | Associated Capital Group, Inc. |
No | 4 | P | Indirect | Associated Capital Group, Inc. |
Footnotes
- Until November 1, 2016, the common shares and Series A Preferred Shares will trade only as Combinations on the NYSE MKT. Each Combination consists of 3 common shares and 1 Series A Preferred Share, and trades under the symbol GGO.C. The reported beneficial ownership of common shares and Series A Preferred Shares therefore represents 20,618 combinations. The common and Series A Preferred Share will begin trading separately on November 2, 2016.
- The shares reported reflect the total shares owned by MJG Management, LLC a limited liability company for which Mr. Gabelli serves as the member.
- Until November 1, 2016, the common shares and Series A Preferred Shares will trade only as Combinations on the NYSE MKT. Each Combination consists of 3 common shares and 1 Series A Preferred Share, and trades under the symbol GGO.C. The reported beneficial ownership of common shares and Series A Preferred Shares therefore represents 94,845 combinations. The common and Series A Preferred Share will begin trading separately on November 2, 2016.
- Until November 1, 2016, the common shares and Series A Preferred Shares will trade only as Combinations on the NYSE MKT. Each Combination consists of 3 common shares and 1 Series A Preferred Share, and trades under the symbol GGO.C. The reported beneficial ownership of common shares and Series A Preferred Shares therefore represents 30,927 combinations. The common and Series A Preferred Share will begin trading separately on November 2, 2016.
- The shares reported reflect the total shares owned by E3M, LLC for which Mario J. Gabelli serves as a member.
- The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.