Filing Details

Accession Number:
0001271163-16-000095
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-09 10:57:07
Reporting Period:
2016-09-06
Filing Date:
2016-09-09
Accepted Time:
2016-09-09 10:57:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1635193 Gabelli Go Anywhere Trust GGO/GGO.A () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185533 J Mario Gabelli C/O Gamco Investors, Inc
One Corporate Center
Rye NY 10580
Yes No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2016-09-06 61,854 $19.00 61,854 No 4 P Indirect MJG Management LLC
Series A Cumulative Puttable And Callable Preferred Shares Acquisiton 2016-09-06 20,618 $40.00 20,618 No 4 P Indirect MJG Management LLC
Common Shares Acquisiton 2016-09-06 284,535 $19.00 284,535 No 4 P Direct
Series A Cumulative Puttable And Callable Preferred Shares Acquisiton 2016-09-06 94,845 $40.00 94,845 No 4 P Direct
Common Shares Acquisiton 2016-09-06 92,781 $19.00 92,781 No 4 P Indirect E3M, LLC
Series A Cumulative Puttable And Callable Preferred Shares Acquisiton 2016-09-06 30,927 $40.00 30,927 No 4 P Indirect E3M, LLC
Common Shares Acquisiton 2016-09-06 92,781 $19.00 92,781 No 4 P Indirect Associated Capital Group, Inc.
Series A Cumulative Puttable And Callable Preferred Shares Acquisiton 2016-09-06 30,927 $40.00 30,927 No 4 P Indirect Associated Capital Group, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect MJG Management LLC
No 4 P Indirect MJG Management LLC
No 4 P Direct
No 4 P Direct
No 4 P Indirect E3M, LLC
No 4 P Indirect E3M, LLC
No 4 P Indirect Associated Capital Group, Inc.
No 4 P Indirect Associated Capital Group, Inc.
Footnotes
  1. Until November 1, 2016, the common shares and Series A Preferred Shares will trade only as Combinations on the NYSE MKT. Each Combination consists of 3 common shares and 1 Series A Preferred Share, and trades under the symbol GGO.C. The reported beneficial ownership of common shares and Series A Preferred Shares therefore represents 20,618 combinations. The common and Series A Preferred Share will begin trading separately on November 2, 2016.
  2. The shares reported reflect the total shares owned by MJG Management, LLC a limited liability company for which Mr. Gabelli serves as the member.
  3. Until November 1, 2016, the common shares and Series A Preferred Shares will trade only as Combinations on the NYSE MKT. Each Combination consists of 3 common shares and 1 Series A Preferred Share, and trades under the symbol GGO.C. The reported beneficial ownership of common shares and Series A Preferred Shares therefore represents 94,845 combinations. The common and Series A Preferred Share will begin trading separately on November 2, 2016.
  4. Until November 1, 2016, the common shares and Series A Preferred Shares will trade only as Combinations on the NYSE MKT. Each Combination consists of 3 common shares and 1 Series A Preferred Share, and trades under the symbol GGO.C. The reported beneficial ownership of common shares and Series A Preferred Shares therefore represents 30,927 combinations. The common and Series A Preferred Share will begin trading separately on November 2, 2016.
  5. The shares reported reflect the total shares owned by E3M, LLC for which Mario J. Gabelli serves as a member.
  6. The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.