Filing Details
- Accession Number:
- 0001203311-16-000155
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-08 20:02:05
- Reporting Period:
- 2016-09-06
- Filing Date:
- 2016-09-08
- Accepted Time:
- 2016-09-08 20:02:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1167496 | B Clay Siegall | 21823 30Th Drive Se Bothell WA 98021 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-09-06 | 10,331 | $10.20 | 615,065 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-09-06 | 1,973 | $10.29 | 617,038 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-09-06 | 4,042 | $10.20 | 621,080 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-09-06 | 4,042 | $44.84 | 617,038 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-09-06 | 2,200 | $4.45 | 619,238 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-09-06 | 2,200 | $45.15 | 617,038 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-09-06 | 5,411 | $4.45 | 622,449 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-09-06 | 5,411 | $45.91 | 617,038 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2016-09-06 | 10,331 | $0.00 | 10,331 | $10.20 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2016-09-06 | 1,973 | $0.00 | 1,973 | $10.29 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-09-06 | 2,200 | $0.00 | 2,200 | $4.45 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-09-06 | 5,411 | $0.00 | 5,411 | $4.45 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-09-06 | 4,042 | $0.00 | 4,042 | $10.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-05-25 | No | 4 | M | Direct | |
| 0 | 2017-08-28 | No | 4 | M | Direct | |
| 5,411 | 2016-09-05 | No | 4 | M | Direct | |
| 0 | 2016-09-05 | No | 4 | M | Direct | |
| 31,533 | 2017-05-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 27,945 | Indirect | by Trust |
Footnotes
- Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $44.45 to $45.03. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $45.04 to $45.27. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $45.29 to $46.27. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Shares vested at a rate of 25% on 5/25/08 and monthly thereafter until all the shares were fully vested on 5/25/11.
- Shares vested at a rate of 25% on 8/28/08 and monthly thereafter until all the shares were fully vested on 8/28/11.
- Shares vested at a rate of 25% on 9/06/07 and monthly thereafter until all the shares were fully vested on 9/06/10.
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