Filing Details
- Accession Number:
- 0001209191-16-140674
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-08 20:01:36
- Reporting Period:
- 2016-09-07
- Filing Date:
- 2016-09-08
- Accepted Time:
- 2016-09-08 20:01:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1216700 | Ronald Patrick Scanlon | 175 Lilac Lane Brea CA 92823 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2016-06-01 | 15 | $39.83 | 19,276 | No | 4 | A | Direct | |
Common Shares | Acquisiton | 2016-09-01 | 15 | $38.85 | 19,291 | No | 4 | A | Direct | |
Common Shares | Disposition | 2016-09-07 | 500 | $40.00 | 18,791 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- DER units credited on 6/1/2016 as dividend at FMV
- DER units credited on 9/1/2016 as dividend at FMV