Filing Details
- Accession Number:
- 0001638599-16-001401
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-08 18:47:19
- Reporting Period:
- 2016-09-06
- Filing Date:
- 2016-09-08
- Accepted Time:
- 2016-09-08 18:47:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1094139 | Ourpets Co | OPCO | Plastics Products, Nec (3089) | 341480558 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1138574 | S Konstantine Tsengas | 1300 East Avenue Fairport Harbor OH 44077 | Vp-Operations And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-09-06 | 522 | $0.86 | 7,362 | No | 4 | P | Indirect | By Partnership |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Partnership |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Option | Disposition | 2014-08-25 | 150,000 | $0.00 | 150,000 | $0.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-10-01 | 2014-10-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 74,409 | Indirect | By children |
| Common Stock | 6,840 | Indirect | By Partnership |
| Common Stock | 922,903 | Direct | |
| Common Stock | 847,903 | Direct | |
| Common Stock | 997,903 | Direct | |
| Common Stock | 949,570 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common | Option | $0.38 | 2001-12-04 | 2004-12-04 | 150,000 | 150,000 | Direct |
| Common | Warrant | $0.97 | 1999-12-14 | 2005-12-14 | 5,155 | 5,155 | Direct |
| Common | Warrant | $0.97 | 1999-12-14 | 2005-12-14 | 37,113 | 37,113 | Indirect |
| Common | Warrant | $0.97 | 1999-12-14 | 2005-12-14 | 10,309 | 10,309 | Indirect |
| Common | Warrant | $0.50 | 2012-11-08 | 2017-11-08 | 9,000 | 9,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2004-12-04 | 150,000 | 150,000 | Direct |
| 2005-12-14 | 5,155 | 5,155 | Direct |
| 2005-12-14 | 37,113 | 37,113 | Indirect |
| 2005-12-14 | 10,309 | 10,309 | Indirect |
| 2017-11-08 | 9,000 | 9,000 | Indirect |
Footnotes
- Shares were acquired through cashless exercise of options originally granted October 1, 2004
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