Filing Details
- Accession Number:
- 0001181431-11-008338
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-08 19:04:44
- Reporting Period:
- 2011-02-04
- Filing Date:
- 2011-02-08
- Accepted Time:
- 2011-02-08 19:04:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
766421 | Alaska Air Group Inc | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1188828 | Keith Loveless | Alaska Airlines Inc 19300 International Blvd Seattle WA 98188 | Vp/Legal & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-04 | 1,220 | $33.26 | 9,624 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-04 | 1,220 | $60.90 | 8,404 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-02-07 | 1,429 | $0.00 | 12,129 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2011-02-07 | 1,770 | $0.00 | 14,054 | No | 4 | A | Direct | |
Common Stock | Disposition | 2011-02-08 | 794 | $61.94 | 13,560 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2011-02-04 | 1,220 | $0.00 | 1,220 | $33.26 |
Common | EMPLOYEE STOCK OPTION (RT TO BUY) | Acquisiton | 2011-02-07 | 3,390 | $0.00 | 3,390 | $61.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,660 | 2011-02-03 | 2020-02-03 | No | 4 | M | Direct |
3,390 | 2012-02-07 | 2021-02-07 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 742 | Direct |
Footnotes
- SHARES ISSUED UPON VESTING OF PERFORMANCE STOCK UNITS GRANTED FEBRUARY 8, 2008 UNDER THE ISSUER'S 2004 LONG-TERM INCENTIVE EQUITY PLAN. VESTING OF THE UNITS WAS DETERMINED BASED ON THE ISSUER'S AVERAGE ADJUSTED PRE-TAX PROFIT MARGIN OVER A THREE-YEAR PERFORMANCE PERIOD.
- STOCK UNITS AWARDED UNDER THE 2004 LONG-TERM INCENTIVE EQUITY AND 2008 PERFORMANCE INCENTIVE PLANS; NOT YET VESTED BUT NO LONGER SUBJECT TO FORFEITURE.
- STOCK UNITS GRANTED UNDER THE ALASKA AIR GROUP, INC. PERFORMANCE INCENTIVE PLAN ON FEBRUARY 7, 2011. UNITS WILL CLIFF VEST ON FEBRUARY 7, 2014. AWARD NO LONGER SUBJECT TO FORFEITURE.
- SHARES WITHHELD BY THE ISSUER TO COVER PAYROLL TAXES UPON VESTING OF STOCK UNITS AND ISSUANCE OF NET SHARES.
- SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN AS OF DECEMBER 31, 2010.
- OPTIONS GRANTED WILL VEST IN FOUR EQUAL INSTALLMENTS OVER FOUR YEARS BEGINNING ON THE FIRST ANNIVERSARY OF THE GRANT DATE.