Filing Details
- Accession Number:
- 0001209191-16-140622
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-09-08 18:08:25
- Reporting Period:
- 2016-09-01
- Filing Date:
- 2016-09-08
- Accepted Time:
- 2016-09-08 18:08:25
- Original Submission Date:
- 2016-09-06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1447887 | Sandra Bell | C/O Tiptree Financial Inc. 780 Third Avenue, 21St Floor New York NY 10017 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2016-09-01 | 1,430 | $5.35 | 62,557 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2016-09-01 | 1,300 | $5.44 | 61,257 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2016-09-01 | 500 | $5.43 | 60,757 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2016-09-01 | 100 | $5.41 | 60,657 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2016-09-01 | 100 | $5.45 | 60,557 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2016-09-01 | 70 | $5.49 | 60,487 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Pursuant to a Rule 10b5-1 trading plan.
- This Form 4/A is being filed to adjust the total holdings column upwards by 15,000 shares to correct a math error on a Form 4 filed January 6, 2016.