Filing Details

Accession Number:
0001209191-16-140622
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-09-08 18:08:25
Reporting Period:
2016-09-01
Filing Date:
2016-09-08
Accepted Time:
2016-09-08 18:08:25
Original Submission Date:
2016-09-06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1447887 Sandra Bell C/O Tiptree Financial Inc.
780 Third Avenue, 21St Floor
New York NY 10017
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2016-09-01 1,430 $5.35 62,557 No 4 S Direct
Class A Common Stock Disposition 2016-09-01 1,300 $5.44 61,257 No 4 S Direct
Class A Common Stock Disposition 2016-09-01 500 $5.43 60,757 No 4 S Direct
Class A Common Stock Disposition 2016-09-01 100 $5.41 60,657 No 4 S Direct
Class A Common Stock Disposition 2016-09-01 100 $5.45 60,557 No 4 S Direct
Class A Common Stock Disposition 2016-09-01 70 $5.49 60,487 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Pursuant to a Rule 10b5-1 trading plan.
  2. This Form 4/A is being filed to adjust the total holdings column upwards by 15,000 shares to correct a math error on a Form 4 filed January 6, 2016.