Filing Details
- Accession Number:
- 0001181431-11-008337
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-08 19:04:20
- Reporting Period:
- 2011-02-04
- Filing Date:
- 2011-02-08
- Accepted Time:
- 2011-02-08 19:04:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
766421 | Alaska Air Group Inc | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1263108 | S Glenn Johnson | Horizon Air Industries, Inc. 19521 International Blvd Seattle WA 98188 | President/Horizon Air | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-04 | 2,450 | $33.26 | 21,111 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-04 | 2,450 | $60.20 | 18,661 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-02-07 | 5,074 | $0.00 | 27,492 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2011-02-07 | 3,400 | $0.00 | 21,759 | No | 4 | A | Direct | |
Common Stock | Disposition | 2011-02-08 | 1,343 | $61.94 | 23,102 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2011-02-04 | 2,450 | $0.00 | 2,450 | $33.26 |
Common | EMPLOYEE STOCK OPTION (RT TO BUY) | Acquisiton | 2011-02-07 | 6,500 | $0.00 | 6,500 | $61.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,350 | 2011-02-03 | 2020-02-03 | No | 4 | M | Direct |
6,500 | 2012-02-07 | 2021-02-07 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,009 | Indirect | ESOP TRUST |
Footnotes
- SHARES ISSUED UPON VESTING OF PERFORMANCE STOCK UNITS GRANTED FEBRUARY 8, 2008 UNDER THE ISSUER'S 2004 LONG-TERM INCENTIVE EQUITY PLAN. VESTING OF THE UNITS WAS DETERMINED BASED ON THE ISSUER'S AVERAGE ADJUSTED PRE-TAX PROFIT MARGIN OVER A THREE-YEAR PERFORMANCE PERIOD.
- STOCK UNITS GRANTED UNDER THE ALASKA AIR GROUP, INC. 2008 PERFORMANCE INCENTIVE PLAN ON FEBRUARY 7, 2011. UNITS WILL CLIFF VEST ON FEBRUARY 7, 2014. AWARD NOT SUBJECT TO FORFEITURE.
- STOCK UNITS AWARDED UNDER THE 2004 LONG-TERM INCENTIVE EQUITY AND 2008 PERFORMANCE INCENTIVE PLANS; NO LONGER SUBJECT TO FORFEITURE.
- SHARES WITHHELD BY ISSUER TO COVER PAYROLL TAXES DUE UPON VESTING OF STOCK UNITS AND ISSUANCE OF NET SHARES.
- SHARES HELD IN AN ALASKA AIR GROUP, INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST AS OF DECEMBER 31, 2010.
- OPTIONS GRANTED WILL VEST IN FOUR EQUAL INSTALLMENTS OVER FOUR YEARS BEGINNING ON THE FIRST ANNIVERSARY OF THE GRANT DATE.