Filing Details

Accession Number:
0001181431-11-008337
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-08 19:04:20
Reporting Period:
2011-02-04
Filing Date:
2011-02-08
Accepted Time:
2011-02-08 19:04:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
766421 Alaska Air Group Inc ALK Air Transportation, Scheduled (4512) 911292054
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1263108 S Glenn Johnson Horizon Air Industries, Inc.
19521 International Blvd
Seattle WA 98188
President/Horizon Air No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-04 2,450 $33.26 21,111 No 4 M Direct
Common Stock Disposition 2011-02-04 2,450 $60.20 18,661 No 4 S Direct
Common Stock Acquisiton 2011-02-07 5,074 $0.00 27,492 No 4 A Direct
Common Stock Acquisiton 2011-02-07 3,400 $0.00 21,759 No 4 A Direct
Common Stock Disposition 2011-02-08 1,343 $61.94 23,102 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 A Direct
No 4 A Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common EMPLOYEE STOCK OPTION (RT TO BUY) Disposition 2011-02-04 2,450 $0.00 2,450 $33.26
Common EMPLOYEE STOCK OPTION (RT TO BUY) Acquisiton 2011-02-07 6,500 $0.00 6,500 $61.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,350 2011-02-03 2020-02-03 No 4 M Direct
6,500 2012-02-07 2021-02-07 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,009 Indirect ESOP TRUST
Footnotes
  1. SHARES ISSUED UPON VESTING OF PERFORMANCE STOCK UNITS GRANTED FEBRUARY 8, 2008 UNDER THE ISSUER'S 2004 LONG-TERM INCENTIVE EQUITY PLAN. VESTING OF THE UNITS WAS DETERMINED BASED ON THE ISSUER'S AVERAGE ADJUSTED PRE-TAX PROFIT MARGIN OVER A THREE-YEAR PERFORMANCE PERIOD.
  2. STOCK UNITS GRANTED UNDER THE ALASKA AIR GROUP, INC. 2008 PERFORMANCE INCENTIVE PLAN ON FEBRUARY 7, 2011. UNITS WILL CLIFF VEST ON FEBRUARY 7, 2014. AWARD NOT SUBJECT TO FORFEITURE.
  3. STOCK UNITS AWARDED UNDER THE 2004 LONG-TERM INCENTIVE EQUITY AND 2008 PERFORMANCE INCENTIVE PLANS; NO LONGER SUBJECT TO FORFEITURE.
  4. SHARES WITHHELD BY ISSUER TO COVER PAYROLL TAXES DUE UPON VESTING OF STOCK UNITS AND ISSUANCE OF NET SHARES.
  5. SHARES HELD IN AN ALASKA AIR GROUP, INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST AS OF DECEMBER 31, 2010.
  6. OPTIONS GRANTED WILL VEST IN FOUR EQUAL INSTALLMENTS OVER FOUR YEARS BEGINNING ON THE FIRST ANNIVERSARY OF THE GRANT DATE.