Filing Details
- Accession Number:
- 0001209191-16-140604
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-08 17:33:56
- Reporting Period:
- 2016-09-07
- Filing Date:
- 2016-09-08
- Accepted Time:
- 2016-09-08 17:33:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1384905 | Ringcentral Inc | RNG | Services-Computer Processing & Data Preparation (7374) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1586648 | Kira Makagon | C/O Ringcentral, Inc. 20 Davis Drive Belmont CA 94002 | Evp, Innovation | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-09-07 | 20,000 | $0.00 | 133,540 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2016-09-07 | 20,000 | $22.02 | 113,540 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Option (right to buy) | Disposition | 2016-09-07 | 20,000 | $0.00 | 20,000 | $6.78 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2016-09-07 | 20,000 | $6.78 | 20,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2016-09-07 | 20,000 | $0.00 | 20,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 423,397 | 2022-08-02 | No | 4 | M | Direct | |
| 40,000 | No | 4 | M | Direct | ||
| 20,000 | No | 4 | C | Direct |
Footnotes
- Each Share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
- The option was immediately exercisable on date of grant. 25% of the shares subject to the option vested on 8/01/2013, and 1/48th of the shares vest each month thereafter over the following 36 months.
- Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation.
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