Filing Details
- Accession Number:
- 0000899243-16-028703
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-08 17:32:37
- Reporting Period:
- 2016-09-06
- Filing Date:
- 2016-09-08
- Accepted Time:
- 2016-09-08 17:32:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393020 | Invuity Inc. | IVTY | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1642546 | Robert Gerberich | C/O Invuity, Inc. 444 De Haro Street San Francisco CA 94107 | Vp Of Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-09-06 | 1,500 | $3.15 | 1,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-09-06 | 1,500 | $13.64 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-09-06 | 1,500 | $0.00 | 1,500 | $3.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
17,927 | 2023-01-31 | No | 4 | M | Direct |
Footnotes
- The option shares were exercised pursuant to the Rule 10b5-1 trading plan entered into by the Reporting Person on December 8, 2015 (the "Trading Plan").
- The shares were sold pursuant to the Trading Plan.
- This transaction was executed in multiple trades at prices ranging from $13.31 to $13.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The Reporting Person exercised 1,500 shares of the option originally for 29,927 shares. Such option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on October 18, 2013 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.