Filing Details
- Accession Number:
- 0001638599-16-001396
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-08 17:31:49
- Reporting Period:
- 2016-09-06
- Filing Date:
- 2016-09-08
- Accepted Time:
- 2016-09-08 17:31:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1094139 | Ourpets Co | OPCO | Plastics Products, Nec (3089) | 341480558 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1138571 | Steven Tsengas | 1300 East Street Fairport Harbor OH 44077 | Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-09-06 | 5,500 | $0.87 | 3,479,155 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-09-06 | 4,500 | $0.87 | 3,483,655 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-09-06 | 1,508 | $0.86 | 45,612 | No | 4 | P | Indirect | By Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By Partnership |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 772,712 | Indirect | By Spouse |
Common Stock | 100,000 | Indirect | Custodian UGM |
Common Stock | 3,062,885 | Direct | |
Common Stock | 30,065 | Indirect | By Partnership |
Common Stock | 44,104 | Indirect | By Partnership |
Common Stock | 2,987,885 | Direct | |
Common Stock | 3,287,885 | Direct | |
Common Stock | 3,192,430 | Direct | |
Common Stock | 3,549,798 | Direct | |
Common Stock | 3,373,655 | Direct | |
Common Stock | 3,573,655 | Direct | |
Common Stock | 3,473,655 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common | Warrant | $0.68 | 2006-08-02 | 2013-08-02 | 257,560 | 257,560 | Direct |
Common | Preferred Stock | $0.70 | 2010-01-28 | 100,000 | 10,000 | Indirect | |
Common | Warrant | $0.80 | 2010-06-28 | 2015-06-28 | 28,480 | 28,480 | Direct |
Common | Warrant | $0.84 | 2010-07-16 | 2015-07-16 | 63,290 | 63,290 | Direct |
Common | Warrant | $0.97 | 2010-10-18 | 2015-10-18 | 63,290 | 63,290 | Direct |
Common | Warrant | $0.50 | 2012-11-08 | 2017-11-08 | 50,000 | 50,000 | Indirect |
Common | Warrant | $0.42 | 2012-12-07 | 2017-12-07 | 375,000 | 375,000 | Direct |
Common | Option | $0.50 | 2008-06-20 | 2013-06-20 | 300,000 | 0 | Direct |
Common | Warrant | $0.49 | 2008-06-20 | 2013-06-20 | 5,105 | 0 | Indirect |
Common | Warrant | $0.49 | 2008-06-20 | 2013-06-20 | 14,039 | 0 | Indirect |
Common | Warrant | $0.55 | 2013-10-10 | 2018-10-10 | 125,000 | 125,000 | Direct |
Common | Option | $0.35 | 2006-04-28 | 2014-04-28 | 0 | 0 | Direct |
Common | Warrant | $0.44 | 2009-09-17 | 2014-09-17 | 357,368 | 0 | Direct |
Common | Option | $0.29 | 2006-10-01 | 2014-10-01 | 200,000 | 0 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-08-02 | 257,560 | 257,560 | Direct |
100,000 | 10,000 | Indirect | |
2015-06-28 | 28,480 | 28,480 | Direct |
2015-07-16 | 63,290 | 63,290 | Direct |
2015-10-18 | 63,290 | 63,290 | Direct |
2017-11-08 | 50,000 | 50,000 | Indirect |
2017-12-07 | 375,000 | 375,000 | Direct |
2013-06-20 | 300,000 | 0 | Direct |
2013-06-20 | 5,105 | 0 | Indirect |
2013-06-20 | 14,039 | 0 | Indirect |
2018-10-10 | 125,000 | 125,000 | Direct |
2014-04-28 | 0 | 0 | Direct |
2014-09-17 | 357,368 | 0 | Direct |
2014-10-01 | 200,000 | 0 | Direct |
Footnotes
- Conversion of Preferred Stock into Common Stock has no expiration date.
- Mr. Tsengas does not have a pecuniary interest in and is not a beneficial owner of the shares held by the Tsengas Foundation, an Ohio non-profit corporation, which is a tax-exempt, charitable foundation. The shares held by the foundation have been excluded from the amount of securities.
- Shares were acquired through cashless exercise of options originally granted April 28, 2004
- Shares were acquired through cashless exercise of warrants originally granted September 17,2009
- Shares were acquired through issuance of options originally granted October 1, 2004