Filing Details
- Accession Number:
- 0001231886-11-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-08 18:51:06
- Reporting Period:
- 2011-02-04
- Filing Date:
- 2011-02-08
- Accepted Time:
- 2011-02-08 18:51:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1357326 | Riverbed Technology Inc. | RVBD | Computer Communications Equipment (3576) | 030448754 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1366415 | Eric Wolford | C/O Riverbed Technology, Inc. 199 Fremont St. San Francisco CA 94105 | Exec. Vp,Marketing & Bus. Dev. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-04 | 30,000 | $3.00 | 374,685 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-04 | 15,000 | $7.19 | 389,685 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-04 | 15,000 | $15.96 | 404,685 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-04 | 3,700 | $36.25 | 400,985 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-04 | 26,300 | $36.93 | 374,685 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-04 | 4,200 | $36.45 | 370,485 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-04 | 10,800 | $37.01 | 359,685 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-04 | 3,900 | $36.42 | 355,785 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-04 | 11,100 | $36.99 | 344,685 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-07 | 150,000 | $0.00 | 494,685 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-04 | 30,000 | $0.00 | 30,000 | $3.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-04 | 15,000 | $0.00 | 15,000 | $7.19 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-04 | 15,000 | $0.00 | 15,000 | $15.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-04-30 | No | 4 | M | Direct | |
| 304,926 | 2015-04-30 | No | 4 | M | Direct | |
| 345,000 | 2014-04-29 | No | 4 | M | Direct |
Footnotes
- Sale pursuant to a Rule 10b5-1 trading plan.
- The sales price reported in column 4 of Table I represents the weighted average sales price of the shares sold ranging from $35.53 to $36.52 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The sales price reported in column 4 of Table I represents the weighted average sales price of the shares sold ranging from $36.53 to $37.37 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The sales price reported in column 4 of Table I represents the weighted average sales price of the shares sold ranging from $35.67 to $36.66 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The sales price reported in column 4 of Table I represents the weighted average sales price of the shares sold ranging from $36.68 to $37.36 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The sales price reported in column 4 of Table I represents the weighted average sales price of the shares sold ranging from $35.65 to $36.63 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The sales price reported in column 4 of Table I represents the weighted average sales price of the shares sold ranging from $36.65 to $37.36 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- 100% of the restricted stock units shall vest on December 31, 2012.
- This option was previously reported as covering 15,000 shares at an exercise price of $6 per share, but was adjusted to reflect the 2-for-1 stock split that occurred on November 8, 2010.
- Option becomes exercisable in monthly installments over a period of 48 months of continuous service after May 1, 2006.
- Option becomes exercisable in monthly installments over a period of 48 months of continuous service after May 1, 2008.
- This option was previously reported as covering 180,000 shares at an exercise price of $31.91 per share, but was adjusted to reflect the 2-for-1 stock split that occurred on November 8, 2010.
- Option becomes exercisable in monthly installments over a period of 48 months of continuous service after May 1, 2007.
Billionaire Hedge Funds
