Filing Details
- Accession Number:
- 0001127602-11-004449
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-08 18:46:06
- Reporting Period:
- 2011-02-07
- Filing Date:
- 2011-02-08
- Accepted Time:
- 2011-02-08 18:46:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
850693 | Allergan Inc | AGN | Pharmaceutical Preparations (2834) | 951622442 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1016369 | D Leonard Schaeffer | 2525 Dupont Drive Irvine CA 92612 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-07 | 5,000 | $45.89 | 9,800 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-07 | 11,400 | $46.66 | 21,200 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-07 | 16,400 | $71.74 | 4,800 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Nonemployee Director Stock Option (Right to Buy) | Disposition | 2011-02-07 | 5,000 | $0.00 | 5,000 | $45.89 |
Common Stock | Nonemployee Director Stock Option (Right to Buy) | Disposition | 2011-02-07 | 11,400 | $0.00 | 11,400 | $46.66 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-04-28 | 2014-04-28 | No | 4 | M | Direct |
0 | 2019-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 51,266 | Indirect | By Family Trust |
Footnotes
- The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $71.65 to $71.88, inclusive. The reporting person undertakes to provide Allergan, Inc., any security holder of Allergan, Inc., or the staff of the Securities Exchange Commission, upon request, the full information regarding the number of shares sold at each price within the range set forth in this footnote.
- Shares held by the Schaeffer Revocable Family Trust dated 10/02/97 established by reporting person as co-settler for the benefit of self and others.
- Option is fully vested and exercisable on the one year (1) year anniversary of its grant.
- Option is fully vested and exercisable upon the earlier to occur (i) the first anniversary of the grant date, or (ii) the annual meeting held during such calendar year at which one or more members of the board are standing for re-election following the date of grant.